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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEL icon
1551
Genesis Energy
GEL
$1.9B
$74K ﹤0.01%
12,000
+2,000
+20% +$11.4K
LRN icon
1552
Stride
LRN
$3.33B
$74K ﹤0.01%
3,500
-5,518
-61% -$137K
NEU icon
1553
NewMarket
NEU
$8.37B
$74K ﹤0.01%
185
-71
-28% -$26.4K
ONLN icon
1554
ProShares Online Retail ETF
ONLN
$66.7M
$74K ﹤0.01%
+978
New +$68.5K
FBIN icon
1555
Fortune Brands Innovations
FBIN
$5.73B
$73K ﹤0.01%
1,006
-248
-20% -$18.1K
RIO icon
1556
Rio Tinto
RIO
$166B
$73K ﹤0.01%
976
+47
+5% +$3.09K
WEN icon
1557
Wendy's
WEN
$1.39B
$73K ﹤0.01%
3,378
+59
+2% +$1.34K
FEI
1558
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$73K ﹤0.01%
12,710
-3,625
-22% -$20.2K
EDIT icon
1559
Editas Medicine
EDIT
$432M
$72K ﹤0.01%
1,031
+467
+83% +$19.2K
IQLT icon
1560
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$72K ﹤0.01%
2,019
+1,153
+133% +$38.6K
PBF icon
1561
PBF Energy
PBF
$7.86B
$72K ﹤0.01%
10,305
+208
+2% +$1.36K
PFLT icon
1562
PennantPark Floating Rate Capital
PFLT
$734M
$72K ﹤0.01%
+6,855
New +$64.9K
SPIB icon
1563
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$72K ﹤0.01%
1,962
+11
+0.6% +$406
AADR icon
1564
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$71K ﹤0.01%
1,177
– –
EBS icon
1565
Emergent Biosolutions
EBS
$229M
$71K ﹤0.01%
800
-119
-13% -$10.9K
EMO
1566
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$71K ﹤0.01%
5,356
+710
+15% +$8.4K
THQ
1567
abrdn Healthcare Opportunities Fund
THQ
$806M
$71K ﹤0.01%
3,500
+1,000
+40% +$19.1K
NEWR
1568
DELISTED
New Relic, Inc.
NEWR
$71K ﹤0.01%
1,100
– –
AI icon
1569
C3.ai
AI
$1.62B
$69K ﹤0.01%
+500
New +$67.1K
IXP icon
1570
iShares Global Comm Services ETF
IXP
$571M
$68K ﹤0.01%
925
– –
IYY icon
1571
iShares Dow Jones US ETF
IYY
$3.07B
$68K ﹤0.01%
726
– –
MLPA icon
1572
Global X MLP ETF
MLPA
$2.27B
$68K ﹤0.01%
2,515
-48
-2% -$1.24K
NBH
1573
Neuberger Municipal Fund Inc
NBH
$302M
$68K ﹤0.01%
4,521
– –
PUK icon
1574
Prudential
PUK
$35.1B
$68K ﹤0.01%
1,925
+372
+24% +$11.4K
URTH icon
1575
iShares MSCI World ETF
URTH
$8.34B
$68K ﹤0.01%
+610
New +$64.7K
61 62
63
64 65

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.