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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
1526
Check Point Software Technologies
CHKP
$13B
$120K ﹤0.01%
1,084
-3,417
-76% -$412K
HPS
1527
John Hancock Preferred Income Fund III
HPS
$460M
$120K ﹤0.01%
6,600
– –
CDNA icon
1528
CareDx
CDNA
$2.41B
$119K ﹤0.01%
1,752
+643
+58% +$49.9K
PBW icon
1529
Invesco WilderHill Clean Energy ETF
PBW
$464M
$119K ﹤0.01%
1,211
+675
+126% +$77.2K
WAB icon
1530
Wabtec
WAB
$49.4B
$119K ﹤0.01%
1,527
+13
+0.9% +$1.01K
XMLV icon
1531
Invesco S&P MidCap Low Volatility ETF
XMLV
$745M
$119K ﹤0.01%
2,277
+2,264
+17,415% +$114K
TBA
1532
DELISTED
Thoma Bravo Advantage
TBA
$119K ﹤0.01%
+11,482
New +$133K
PII icon
1533
Polaris
PII
$4.04B
$118K ﹤0.01%
891
+399
+81% +$48.6K
PKW icon
1534
Invesco BuyBack Achievers ETF
PKW
$1.76B
$118K ﹤0.01%
1,410
– –
PAYA
1535
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$118K ﹤0.01%
+10,800
New +$138K
MEN
1536
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$118K ﹤0.01%
10,000
+2,000
+25% +$23.9K
PMX
1537
DELISTED
PIMCO Municipal Income Fund III
PMX
$117K ﹤0.01%
9,500
– –
MYC
1538
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$117K ﹤0.01%
+8,000
New +$118K
EMLC icon
1539
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$116K ﹤0.01%
3,807
+830
+28% +$26.7K
FDIQ
1540
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.4M
$116K ﹤0.01%
+1,907
New +$109K
EWZ icon
1541
iShares MSCI Brazil ETF
EWZ
$8.92B
$115K ﹤0.01%
3,445
+138
+4% +$4.78K
GSBD icon
1542
Goldman Sachs BDC
GSBD
$1.09B
$115K ﹤0.01%
5,966
+3,856
+183% +$72.2K
HPP
1543
Hudson Pacific Properties
HPP
$777M
$115K ﹤0.01%
608
-2
-0.3% -$357
ISD
1544
PGIM High Yield Bond Fund
ISD
$418M
$115K ﹤0.01%
7,346
+5,600
+321% +$86K
MDLA
1545
DELISTED
Medallia, Inc.
MDLA
$115K ﹤0.01%
4,126
-8,079
-66% -$300K
DXC icon
1546
DXC Technology
DXC
$1.71B
$113K ﹤0.01%
3,653
-74
-2% -$2.03K
LOGI icon
1547
Logitech
LOGI
$15.4B
$113K ﹤0.01%
1,094
– –
MXL icon
1548
MaxLinear
MXL
$6.83B
$113K ﹤0.01%
3,324
+120
+4% +$4.28K
KNSL icon
1549
Kinsale Capital Group
KNSL
$8.36B
$112K ﹤0.01%
685
+611
+826% +$112K
OIH icon
1550
VanEck Oil Services ETF
OIH
$1.88B
$112K ﹤0.01%
586
+550
+1,528% +$104K
60 61
62
63 64

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.