We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VINP icon
1501
Vinci Compass Investments Ltd
VINP
$634M
$1.27M ﹤0.01%
120,500
+19,000
+19% +$227K
ESLT icon
1502
Elbit Systems
ESLT
$36B
$1.27M ﹤0.01%
1,497
+507
+51% +$391K
SDSI icon
1503
American Century Short Duration Strategic Income ETF
SDSI
$241M
$1.27M ﹤0.01%
24,723
+5,440
+28% +$281K
SIMO icon
1504
Silicon Motion
SIMO
$7.11B
$1.26M ﹤0.01%
11,264
+5,196
+86% +$631K
XSOE icon
1505
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.93B
$1.26M ﹤0.01%
31,534
+2,951
+10% +$123K
HYDB icon
1506
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$1.26M ﹤0.01%
27,176
-3,830
-12% -$181K
JUST icon
1507
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$546M
$1.26M ﹤0.01%
13,619
+210
+2% +$20.3K
GUNR icon
1508
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$1.26M ﹤0.01%
22,773
-15,492
-40% -$808K
PCQ
1509
Pimco California Municipal Income Fund
PCQ
$163M
$1.25M ﹤0.01%
145,728
+9,231
+7% +$82.1K
ANGL icon
1510
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.25M ﹤0.01%
43,494
-6,245
-13% -$183K
RMD icon
1511
ResMed
RMD
$31.1B
$1.25M ﹤0.01%
5,554
+1,428
+35% +$356K
RGLD icon
1512
Royal Gold
RGLD
$16.6B
$1.25M ﹤0.01%
4,895
+902
+23% +$239K
IGHG icon
1513
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$1.24M ﹤0.01%
16,017
-642
-4% -$50.2K
BIIB icon
1514
Biogen
BIIB
$30.9B
$1.24M ﹤0.01%
6,761
+1,754
+35% +$323K
XOP icon
1515
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$1.24M ﹤0.01%
6,810
-259
-4% -$39K
ESML icon
1516
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.79B
$1.24M ﹤0.01%
26,309
+4,899
+23% +$238K
SPMO icon
1517
Invesco S&P 500 Momentum ETF
SPMO
$19.7B
$1.23M ﹤0.01%
10,988
+6,145
+127% +$726K
IBKR icon
1518
Interactive Brokers
IBKR
$38.4B
$1.23M ﹤0.01%
18,312
+106
+0.6% +$7.57K
QQQE icon
1519
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.32B
$1.23M ﹤0.01%
12,439
-27
-0.2% -$2.77K
EVRG icon
1520
Evergy
EVRG
$19.4B
$1.22M ﹤0.01%
14,915
+3,908
+36% +$309K
WDS icon
1521
Woodside Energy
WDS
$44.2B
$1.22M ﹤0.01%
51,124
+47,194
+1,201% +$918K
INSM icon
1522
Insmed
INSM
$22.4B
$1.21M ﹤0.01%
7,429
-9,346
-56% -$1.44M
BLSH
1523
Bullish
BLSH
$3.31B
$1.21M ﹤0.01%
33,968
+17,700
+109% +$621K
QDF icon
1524
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$1.21M ﹤0.01%
15,340
-65
-0.4% -$5.31K
CEV
1525
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$1.21M ﹤0.01%
120,426
+10,000
+9% +$103K
59 60
61
62 63

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.