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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEV icon
1476
iShares Europe ETF
IEV
$1.69B
$341K ﹤0.01%
6,750
+35
+0.5% +$1.78K
AGD
1477
abrdn Global Dynamic Dividend Fund
AGD
$317M
$341K ﹤0.01%
35,753
-825
-2% -$7.74K
CHW
1478
Calamos Global Dynamic Income Fund
CHW
$542M
$340K ﹤0.01%
56,500
– –
CHI
1479
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$340K ﹤0.01%
30,323
-1,500
-5% -$15.9K
ASB icon
1480
Associated Banc-Corp
ASB
$5.95B
$339K ﹤0.01%
119,128
+98,211
+470% +$1.62M
NBXG
1481
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$337K ﹤0.01%
30,854
+6,382
+26% +$64.5K
KBE icon
1482
State Street SPDR S&P Bank ETF
KBE
$1.68B
$337K ﹤0.01%
9,348
+365
+4% +$13K
SPMD icon
1483
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.7B
$335K ﹤0.01%
7,305
-76,136
-91% -$3.33M
AVK
1484
Advent Convertible and Income Fund
AVK
$561M
$335K ﹤0.01%
29,327
+1,767
+6% +$19.8K
TTP
1485
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$333K ﹤0.01%
12,140
+51
+0.4% +$1.34K
SPBO icon
1486
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$332K ﹤0.01%
11,491
– –
XRX icon
1487
Xerox
XRX
$412M
$330K ﹤0.01%
22,191
+353
+2% +$5.17K
INDY icon
1488
iShares S&P India Nifty 50 Index Fund
INDY
$569M
$329K ﹤0.01%
7,309
+1,803
+33% +$77.3K
COMT icon
1489
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$328K ﹤0.01%
12,628
-4,025
-24% -$106K
VTR icon
1490
Ventas
VTR
$47.5B
$327K ﹤0.01%
6,916
+751
+12% +$34K
ST icon
1491
Sensata Technologies
ST
$6.93B
$324K ﹤0.01%
+7,206
New +$316K
CMS icon
1492
CMS Energy
CMS
$22.4B
$323K ﹤0.01%
5,502
+336
+7% +$20.3K
FCOM icon
1493
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$322K ﹤0.01%
8,000
– –
HACK icon
1494
Amplify Cybersecurity ETF
HACK
$2.88B
$322K ﹤0.01%
6,356
+535
+9% +$25.5K
ASGI
1495
abrdn Global Infrastructure Income Fund
ASGI
$758M
$321K ﹤0.01%
18,044
+552
+3% +$9.75K
FDMO icon
1496
Fidelity Momentum Factor ETF
FDMO
$957M
$321K ﹤0.01%
6,630
-1,533
-19% -$70.3K
ENFR icon
1497
Alerian Energy Infrastructure ETF
ENFR
$507M
$319K ﹤0.01%
14,641
-538
-4% -$11.3K
STR
1498
DELISTED
Sitio Royalties
STR
$318K ﹤0.01%
12,120
+706
+6% +$18.1K
HYLB icon
1499
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$317K ﹤0.01%
9,199
-2,000
-18% -$68.5K
FNDE icon
1500
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.78B
$317K ﹤0.01%
+11,847
New +$314K
58 59
60
61 62

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.