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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
1476
JD.com
JD
$44.5B
$378K ﹤0.01%
8,658
-172
-2% -$8.88K
NCV
1477
Virtus Convertible & Income Fund
NCV
$390M
$377K ﹤0.01%
28,066
-705
-2% -$10.3K
ASB icon
1478
Associated Banc-Corp
ASB
$5.91B
$375K ﹤0.01%
20,917
+7,761
+59% +$170K
FLQL icon
1479
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$375K ﹤0.01%
9,075
-225
-2% -$9.06K
TRI icon
1480
Thomson Reuters
TRI
$44.1B
$375K ﹤0.01%
2,741
-161
-6% -$20.5K
NULV icon
1481
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$372K ﹤0.01%
10,924
+175
+2% +$6.03K
CPNG icon
1482
Coupang
CPNG
$29.2B
$371K ﹤0.01%
23,279
-226
-1% -$3.5K
LCID icon
1483
Lucid Motors
LCID
$2.77B
$371K ﹤0.01%
4,625
+108
+2% +$9.59K
QJUN icon
1484
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$371K ﹤0.01%
18,200
– –
ALGM icon
1485
Allegro MicroSystems
ALGM
$8.16B
$370K ﹤0.01%
7,726
+7,674
+14,758% +$312K
NS
1486
DELISTED
NuStar Energy L.P.
NS
$370K ﹤0.01%
23,743
+3,116
+15% +$50.8K
DSI icon
1487
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$369K ﹤0.01%
4,747
+8
+0.2% +$604
PHO icon
1488
Invesco Water Resources ETF
PHO
$2.09B
$369K ﹤0.01%
6,932
-254
-4% -$13.5K
GIGB icon
1489
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$367K ﹤0.01%
8,022
+44
+0.6% +$1.99K
LRN icon
1490
Stride
LRN
$3.43B
$365K ﹤0.01%
9,330
+7,567
+429% +$297K
CYBR
1491
DELISTED
CyberArk
CYBR
$364K ﹤0.01%
2,466
+2,005
+435% +$280K
PATH icon
1492
UiPath
PATH
$7.8B
$364K ﹤0.01%
20,741
+17,455
+531% +$264K
GRIN
1493
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$364K ﹤0.01%
34,631
+24,525
+243% +$348K
FDMO icon
1494
Fidelity Momentum Factor ETF
FDMO
$929M
$363K ﹤0.01%
8,163
+4,486
+122% +$196K
PMF
1495
DELISTED
PIMCO Municipal Income Fund
PMF
$360K ﹤0.01%
+36,182
New +$369K
OIA icon
1496
Invesco Municipal Income Opportunities Trust
OIA
$292M
$359K ﹤0.01%
54,200
+6,621
+14% +$44.3K
IRTC icon
1497
iRhythm Holdings
IRTC
$4.2B
$355K ﹤0.01%
2,864
+865
+43% +$93.8K
SE icon
1498
Sea Limited
SE
$69.5B
$355K ﹤0.01%
4,119
-216
-5% -$14.7K
FIXD icon
1499
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$354K ﹤0.01%
7,857
+620
+9% +$27.8K
MLPX icon
1500
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
$354K ﹤0.01%
8,869
-2,178
-20% -$88.8K
58 59
60
61 62

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.