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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFTAU
1476
DELISTED
Perception Capital Corp. III Unit
PFTAU
$325K ﹤0.01%
33,161
+30,661
+1,226% +$306K
BNS icon
1477
Scotiabank
BNS
$108B
$324K ﹤0.01%
4,530
+773
+21% +$51.1K
NSP icon
1478
Insperity
NSP
$2.01B
$323K ﹤0.01%
2,736
+2
+0.1% +$236
HUT
1479
Hut 8
HUT
$10.9B
$321K ﹤0.01%
8,180
+6,240
+322% +$351K
NS
1480
DELISTED
NuStar Energy L.P.
NS
$318K ﹤0.01%
20,050
+260
+1% +$4.04K
IEV icon
1481
iShares Europe ETF
IEV
$1.7B
$317K ﹤0.01%
5,829
+16
+0.3% +$862
MGU
1482
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$317K ﹤0.01%
13,162
– –
ARKF icon
1483
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
$316K ﹤0.01%
7,758
-873
-10% -$42.1K
FNV icon
1484
Franco-Nevada
FNV
$46B
$316K ﹤0.01%
2,291
+13
+0.6% +$1.8K
CSM icon
1485
ProShares Large Cap Core Plus
CSM
$534M
$315K ﹤0.01%
5,666
+964
+21% +$51.6K
NVST icon
1486
Envista
NVST
$4.52B
$313K ﹤0.01%
6,977
+6,831
+4,679% +$281K
RNDM
1487
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$313K ﹤0.01%
5,660
+454
+9% +$25.1K
EQNR icon
1488
Equinor
EQNR
$92.4B
$312K ﹤0.01%
11,885
-2,181
-16% -$57.6K
LSXMK
1489
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$311K ﹤0.01%
7,916
-60
-0.8% -$2.33K
ESPO icon
1490
VanEck Video Gaming and eSports ETF
ESPO
$258M
$309K ﹤0.01%
4,669
+180
+4% +$12.5K
JMOM icon
1491
JPMorgan US Momentum Factor ETF
JMOM
$2.61B
$309K ﹤0.01%
6,413
+3
+0% +$142
CFR icon
1492
Cullen/Frost Bankers
CFR
$10.2B
$308K ﹤0.01%
2,453
-43
-2% -$5.53K
JFR icon
1493
Nuveen Floating Rate Income Fund
JFR
$1.25B
$307K ﹤0.01%
30,203
+2,280
+8% +$23.3K
NAD icon
1494
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$306K ﹤0.01%
19,012
– –
TFX icon
1495
Teleflex
TFX
$5.98B
$305K ﹤0.01%
930
-3,175
-77% -$1.08M
VTR icon
1496
Ventas
VTR
$47.9B
$302K ﹤0.01%
5,911
-1,109
-16% -$57.9K
EDD
1497
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$301K ﹤0.01%
55,042
-33,104
-38% -$189K
FFA
1498
First Trust Enhanced Equity Income Fund
FFA
$467M
$301K ﹤0.01%
14,179
+13,608
+2,383% +$285K
STM icon
1499
STMicroelectronics
STM
$50B
$301K ﹤0.01%
6,181
-203
-3% -$9.61K
BOE icon
1500
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$300K ﹤0.01%
24,665
-241
-1% -$2.9K
58 59
60
61 62

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.