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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GER
1476
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$219K ﹤0.01%
19,206
-6,833
-26% -$75.3K
JTA
1477
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$219K ﹤0.01%
18,778
+51
+0.3% +$578
AXS icon
1478
AXIS Capital
AXS
$7.45B
$218K ﹤0.01%
4,464
+132
+3% +$7.01K
HUBS icon
1479
HubSpot
HUBS
$10.2B
$217K ﹤0.01%
374
+141
+61% +$73.5K
BSCQ icon
1480
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$216K ﹤0.01%
10,047
+47
+0.5% +$1.01K
DEM icon
1481
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$216K ﹤0.01%
4,742
– –
ALF
1482
DELISTED
ALFI Inc
ALF
$216K ﹤0.01%
+14,696
New +$86.4K
AVK
1483
Advent Convertible and Income Fund
AVK
$565M
$215K ﹤0.01%
11,474
+793
+7% +$14.4K
EWW icon
1484
iShares MSCI Mexico ETF
EWW
$1.99B
$215K ﹤0.01%
4,500
– –
NID
1485
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$215K ﹤0.01%
14,360
+13,521
+1,612% +$195K
BNTX icon
1486
BioNTech
BNTX
$23.2B
$214K ﹤0.01%
961
+2
+0.2% +$377
BST icon
1487
BlackRock Science and Technology Trust
BST
$1.68B
$214K ﹤0.01%
3,603
-295
-8% -$16.8K
USSG icon
1488
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$588M
$214K ﹤0.01%
5,420
+90
+2% +$3.46K
LEA icon
1489
Lear
LEA
$8.02B
$213K ﹤0.01%
1,220
+301
+33% +$55.7K
LEGR icon
1490
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$213K ﹤0.01%
5,064
+2,028
+67% +$84.8K
VOOV icon
1491
Vanguard S&P 500 Value ETF
VOOV
$6.68B
$213K ﹤0.01%
1,498
-23
-2% -$3.28K
RIOT icon
1492
Riot Platforms
RIOT
$8.01B
$212K ﹤0.01%
5,650
+610
+12% +$21.8K
IPFF
1493
DELISTED
iShares International Preferred Stock ETF
IPFF
$211K ﹤0.01%
12,284
– –
ARTNA icon
1494
Artesian Resources
ARTNA
$355M
$210K ﹤0.01%
5,736
+3,761
+190% +$150K
CVNA icon
1495
Carvana
CVNA
$78.5B
$209K ﹤0.01%
3,490
+15
+0.4% +$816
COR
1496
DELISTED
Coresite Realty Corporation
COR
$209K ﹤0.01%
1,560
-1,180
-43% -$147K
BGT icon
1497
BlackRock Floating Rate Income Trust
BGT
$324M
$208K ﹤0.01%
16,200
– –
CM icon
1498
Canadian Imperial Bank of Commerce
CM
$108B
$208K ﹤0.01%
3,660
+2,286
+166% +$125K
CDNS icon
1499
Cadence Design Systems
CDNS
$95.6B
$207K ﹤0.01%
1,517
+252
+20% +$33.4K
BTWNU
1500
DELISTED
Bridgetown Holdings Limited Units
BTWNU
$206K ﹤0.01%
+19,082
New +$212K
58 59
60
61 62

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.