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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
1476
East-West Bancorp
EWBC
$18B
$135K ﹤0.01%
1,839
+13
+0.7% +$884
FDM icon
1477
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
$135K ﹤0.01%
+2,253
New +$127K
IEUR icon
1478
iShares Core MSCI Europe ETF
IEUR
$9.17B
$135K ﹤0.01%
2,534
-73
-3% -$3.87K
TYL icon
1479
Tyler Technologies
TYL
$12.8B
$135K ﹤0.01%
319
-22
-6% -$9.5K
AMN icon
1480
AMN Healthcare
AMN
$1.4B
$134K ﹤0.01%
1,837
+676
+58% +$50.2K
ARE icon
1481
Alexandria Real Estate Equities
ARE
$8.56B
$134K ﹤0.01%
818
+60
+8% +$10K
BLCN
1482
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$134K ﹤0.01%
+2,800
New +$129K
ESTC icon
1483
Elastic
ESTC
$7.81B
$134K ﹤0.01%
1,212
+192
+19% +$27.3K
SRPT icon
1484
Sarepta Therapeutics
SRPT
$1.77B
$134K ﹤0.01%
1,801
+166
+10% +$15.3K
NARI
1485
DELISTED
Inari Medical, Inc. Common Stock
NARI
$134K ﹤0.01%
1,259
-624
-33% -$64.7K
AXTA icon
1486
Axalta
AXTA
$8.17B
$133K ﹤0.01%
4,523
+321
+8% +$9.2K
PDD icon
1487
Pinduoduo
PDD
$131B
$133K ﹤0.01%
1,000
– –
PHT
1488
DELISTED
Pioneer High Income Fund
PHT
$133K ﹤0.01%
14,288
– –
BSCM
1489
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$133K ﹤0.01%
6,174
– –
BBBY
1490
Bed Bath & Beyond
BBBY
$442M
$132K ﹤0.01%
2,200
-660
-23% -$44.7K
DLY
1491
DoubleLine Yield Opportunities Fund
DLY
$690M
$132K ﹤0.01%
6,908
+5,391
+355% +$103K
LNC icon
1492
Lincoln National
LNC
$8.81B
$132K ﹤0.01%
2,145
+85
+4% +$4.7K
PASG icon
1493
Passage Bio
PASG
$14.1M
$132K ﹤0.01%
379
-8
-2% -$3.42K
PHI icon
1494
PLDT
PHI
$4.33B
$132K ﹤0.01%
5,055
– –
PUK icon
1495
Prudential
PUK
$35.2B
$132K ﹤0.01%
3,203
+1,278
+66% +$48.7K
HIX
1496
Western Asset High Income Fund II
HIX
$355M
$131K ﹤0.01%
19,111
– –
SEGG
1497
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$131K ﹤0.01%
8
– –
M icon
1498
Macy's
M
$6.68B
$131K ﹤0.01%
8,097
-8,634
-52% -$132K
UBSI icon
1499
United Bankshares
UBSI
$6.62B
$131K ﹤0.01%
3,426
+2,726
+389% +$100K
VSS icon
1500
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$131K ﹤0.01%
1,026
+748
+269% +$94.8K
58 59
60
61 62

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.