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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBF icon
1451
PBF Energy
PBF
$7.47B
$144K ﹤0.01%
10,244
-61
-0.6% -$728
FPX icon
1452
First Trust US Equity Opportunities ETF
FPX
$1.49B
$143K ﹤0.01%
1,202
+986
+456% +$124K
GNOM icon
1453
Global X Genomics & Biotechnology ETF
GNOM
$85.3M
$143K ﹤0.01%
1,600
+337
+27% +$33.3K
RELX icon
1454
RELX
RELX
$61.6B
$143K ﹤0.01%
5,727
-13
-0.2% -$323
WHR icon
1455
Whirlpool
WHR
$2.77B
$143K ﹤0.01%
653
-2,953
-82% -$586K
FEN
1456
DELISTED
First Trust Energy Income and Growth Fund
FEN
$143K ﹤0.01%
10,750
+500
+5% +$6.15K
ALK icon
1457
Alaska Air
ALK
$5.46B
$142K ﹤0.01%
2,060
-547
-21% -$32.9K
GWW icon
1458
W.W. Grainger
GWW
$60.2B
$141K ﹤0.01%
353
-220
-38% -$85K
PALL icon
1459
abrdn Physical Palladium Shares ETF
PALL
$674M
$141K ﹤0.01%
2,890
– –
LSXMA
1460
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$141K ﹤0.01%
4,369
+48
+1% +$1.54K
MCR
1461
DELISTED
MFS Charter Income Trust
MCR
$140K ﹤0.01%
16,487
-5,007
-23% -$43.4K
MHK icon
1462
Mohawk Industries
MHK
$9.13B
$140K ﹤0.01%
733
-4,082
-85% -$680K
AGD
1463
abrdn Global Dynamic Dividend Fund
AGD
$320M
$139K ﹤0.01%
12,500
+3,000
+32% +$32.7K
ATRC icon
1464
AtriCure
ATRC
$2.11B
$139K ﹤0.01%
2,126
+37
+2% +$2.28K
FYC icon
1465
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$139K ﹤0.01%
+2,000
New +$141K
ROUS icon
1466
Hartford Multifactor US Equity ETF
ROUS
$725M
$139K ﹤0.01%
3,691
-3,333
-47% -$122K
ACAD icon
1467
Acadia Pharmaceuticals
ACAD
$5.01B
$138K ﹤0.01%
5,362
+2,494
+87% +$110K
EOS
1468
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$137K ﹤0.01%
6,349
+10
+0.2% +$217
FSLY icon
1469
Fastly Inc
FSLY
$3.6B
$137K ﹤0.01%
2,045
-997
-33% -$85.7K
NWL icon
1470
Newell Brands
NWL
$2.53B
$137K ﹤0.01%
5,130
-381
-7% -$9.45K
SPHD icon
1471
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$137K ﹤0.01%
3,213
+14
+0.4% +$562
TGP
1472
DELISTED
Teekay LNG Partners L.P.
TGP
$137K ﹤0.01%
9,565
+475
+5% +$6.41K
VTIQU
1473
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$136K ﹤0.01%
+13,500
New +$148K
TCF
1474
DELISTED
TCF Financial Corporation Common Stock
TCF
$136K ﹤0.01%
2,943
+2,329
+379% +$103K
BSCP
1475
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$135K ﹤0.01%
6,099
– –
57 58
59
60 61

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.