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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
1451
Pool Corp
POOL
$7.5B
$24K ﹤0.01%
123
+109
+779% +$23.2K
RDIV icon
1452
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$24K ﹤0.01%
+1,019
New +$34.4K
SHYG icon
1453
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$24K ﹤0.01%
586
+110
+23% +$4.93K
VSTM icon
1454
Verastem
VSTM
$610M
$24K ﹤0.01%
750
+333
+80% +$8.35K
VYMI icon
1455
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$24K ﹤0.01%
+526
New +$30K
BMVP icon
1456
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$105M
$23K ﹤0.01%
948
+306
+48% +$9.33K
CMS icon
1457
CMS Energy
CMS
$22.3B
$23K ﹤0.01%
399
-68
-15% -$4.35K
CNO icon
1458
CNO Financial Group
CNO
$5.1B
$23K ﹤0.01%
1,888
– –
GDDY icon
1459
GoDaddy
GDDY
$11.5B
$23K ﹤0.01%
405
+326
+413% +$21.6K
MAG
1460
DELISTED
MAG Silver
MAG
$23K ﹤0.01%
+3,000
New +$29.2K
MOS icon
1461
The Mosaic Company
MOS
$7.33B
$23K ﹤0.01%
2,103
+906
+76% +$15.4K
MWA icon
1462
Mueller Water Products
MWA
$4.16B
$23K ﹤0.01%
2,926
+264
+10% +$2.9K
PBH icon
1463
Prestige Consumer Healthcare
PBH
$2.6B
$23K ﹤0.01%
630
+238
+61% +$9.24K
PJT icon
1464
PJT Partners
PJT
$4.38B
$23K ﹤0.01%
520
+20
+4% +$877
PWB icon
1465
Invesco Large Cap Growth ETF
PWB
$2.41B
$23K ﹤0.01%
+525
New +$26.1K
SCHE icon
1466
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$23K ﹤0.01%
1,089
+576
+112% +$14.4K
VXF icon
1467
Vanguard Extended Market ETF
VXF
$31.9B
$23K ﹤0.01%
259
-811
-76% -$94.3K
QVCGA
1468
DELISTED
QVC Group Inc Series A
QVCGA
$23K ﹤0.01%
76
-27
-26% -$9.64K
DOOR
1469
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$23K ﹤0.01%
479
+260
+119% +$18.4K
DCP
1470
DELISTED
DCP Midstream, LP
DCP
$23K ﹤0.01%
5,720
+1,700
+42% +$28.3K
TCF
1471
DELISTED
TCF Financial Corporation Common Stock
TCF
$23K ﹤0.01%
1,035
+399
+63% +$15K
EE
1472
DELISTED
El Paso Electric Company
EE
$23K ﹤0.01%
337
– –
AGEN
1473
Agenus
AGEN
$290M
$22K ﹤0.01%
459
– –
BGH
1474
Barings Global Short Duration High Yield Fund
BGH
$287M
$22K ﹤0.01%
2,000
+500
+33% +$8.01K
CRON
1475
Cronos Group
CRON
$1.14B
$22K ﹤0.01%
3,792
– –
57 58
59
60 61

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.