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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
Coursera
COUR
$1.54B
| $414K | ﹤0.01% |
36,033
+33,127
| +1,140% | +$429K |
|
1427
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
| $414K | ﹤0.01% |
5,493
-710
| -11% | -$54.4K |
|
1428
ALPS Disruptive Technologies ETF
DTEC
$75.7M
| $413K | ﹤0.01% |
11,122
| – | – |
|
1429
LKQ Corp
LKQ
$6.29B
| $413K | ﹤0.01% |
7,296
+5,057
| +226% | +$285K |
|
1430
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
| $413K | ﹤0.01% |
3,170
-3,419
| -52% | -$410K |
|
1431
Davis Select Worldwide ETF
DWLD
$616M
| $412K | ﹤0.01% |
15,619
+782
| +5% | +$21K |
|
1432
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
| $410K | ﹤0.01% |
6,888
-1,992
| -22% | -$119K |
|
1433
Roku
ROKU
$22.7B
| $410K | ﹤0.01% |
6,254
-1,320
| -17% | -$77.3K |
|
1434
Saic
SAIC
$5.35B
| $409K | ﹤0.01% |
3,814
+8
| +0.2% | +$843 |
|
1435
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
| $407K | ﹤0.01% |
9,830
-9,590
| -49% | -$399K |
|
1436
Houlihan Lokey
HLI
$9.02B
| $406K | ﹤0.01% |
4,642
+434
| +10% | +$40.8K |
|
|
FRC
1437
DELISTED
First Republic Bank
FRC
| $406K | ﹤0.01% |
29,144
+22,752
| +356% | +$2.33M |
|
1438
First Trust Energy AlphaDEX Fund
FXN
$368M
| $405K | ﹤0.01% |
26,102
-65,049
| -71% | -$1.07M |
|
|
PHK
1439
PIMCO High Income Fund
PHK
$880M
| $401K | ﹤0.01% |
84,164
-119,834
| -59% | -$601K |
|
1440
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
| $400K | ﹤0.01% |
7,516
+11
| +0.1% | +$574 |
|
1441
Nasdaq
NDAQ
$52.9B
| $400K | ﹤0.01% |
7,346
+930
| +14% | +$53.7K |
|
1442
SkinHealth Systems
SKIN
$85.7M
| $400K | ﹤0.01% |
31,712
-6
| -0% | -$69 |
|
1443
Spire
SR
$4.85B
| $400K | ﹤0.01% |
5,707
-233
| -4% | -$16.5K |
|
1444
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
| $399K | ﹤0.01% |
11,814
+3,036
| +35% | +$97K |
|
1445
Stellus Capital Investment Corp
SCM
$243M
| $399K | ﹤0.01% |
28,381
+1,503
| +6% | +$21.7K |
|
1446
Woodside Energy
WDS
$42.6B
| $399K | ﹤0.01% |
17,831
-1,888
| -10% | -$45.4K |
|
1447
iShares MSCI India Small-Cap ETF
SMIN
$776M
| $398K | ﹤0.01% |
8,010
+8,000
| +80,000% | +$408K |
|
1448
Idacorp
IDA
$8.2B
| $397K | ﹤0.01% |
3,667
-335
| -8% | -$35.2K |
|
|
MVT
1449
DELISTED
BlackRock MuniVest Fund II
MVT
| $397K | ﹤0.01% |
37,021
+27,189
| +277% | +$294K |
|
1450
Tyler Technologies
TYL
$12.8B
| $397K | ﹤0.01% |
1,120
+153
| +16% | +$49.8K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.