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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
1426
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$332K ﹤0.01%
7,644
-15,167
-66% -$701K
FMX icon
1427
Fomento Económico Mexicano
FMX
$41.7B
$332K ﹤0.01%
5,296
-5,261
-50% -$331K
IYT icon
1428
iShares US Transportation ETF
IYT
$2.28B
$332K ﹤0.01%
6,768
-1,580
-19% -$89.3K
NRIM icon
1429
Northrim BanCorp
NRIM
$587M
$332K ﹤0.01%
32,000
+4,000
+14% +$41K
CFR icon
1430
Cullen/Frost Bankers
CFR
$10.2B
$331K ﹤0.01%
2,517
-139
-5% -$18.2K
FTLS icon
1431
First Trust Long/Short Equity ETF
FTLS
$2.49B
$331K ﹤0.01%
7,073
+774
+12% +$38.1K
SPTS icon
1432
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$330K ﹤0.01%
11,429
-6,410
-36% -$188K
DEM icon
1433
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$328K ﹤0.01%
10,091
+6,455
+178% +$234K
INDA icon
1434
iShares MSCI India ETF
INDA
$6.63B
$328K ﹤0.01%
8,070
-130
-2% -$5.49K
SAIC icon
1435
Saic
SAIC
$5.35B
$328K ﹤0.01%
3,711
-41
-1% -$3.82K
CELH icon
1436
Celsius Holdings
CELH
$7.03B
$326K ﹤0.01%
10,800
+9,405
+674% +$295K
U icon
1437
Unity
U
$18.9B
$325K ﹤0.01%
10,252
-150
-1% -$6.17K
GBAB
1438
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$323K ﹤0.01%
20,950
-5,235
-20% -$93.2K
IVZ icon
1439
Invesco
IVZ
$13.9B
$323K ﹤0.01%
23,583
+21
+0.1% +$354
RPV icon
1440
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$323K ﹤0.01%
4,638
+1,067
+30% +$82.1K
CORN icon
1441
Teucrium Corn Fund
CORN
$165M
$322K ﹤0.01%
11,937
+8,000
+203% +$204K
WAT icon
1442
Waters Corp
WAT
$39.9B
$322K ﹤0.01%
1,197
+477
+66% +$152K
PHO icon
1443
Invesco Water Resources ETF
PHO
$2.09B
$321K ﹤0.01%
7,025
– –
TYL icon
1444
Tyler Technologies
TYL
$12.8B
$320K ﹤0.01%
923
+362
+65% +$135K
ATEC icon
1445
Alphatec Holdings
ATEC
$1.44B
$319K ﹤0.01%
36,634
– –
QJUN icon
1446
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$319K ﹤0.01%
18,200
+7,000
+63% +$131K
ANGL icon
1447
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$317K ﹤0.01%
12,120
-3,701
-23% -$102K
DSI icon
1448
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$317K ﹤0.01%
4,736
+20
+0.4% +$1.5K
TFX icon
1449
Teleflex
TFX
$5.98B
$317K ﹤0.01%
1,575
-92
-6% -$22K
SCM icon
1450
Stellus Capital Investment Corp
SCM
$243M
$315K ﹤0.01%
26,451
+44
+0.2% +$571
56 57
58
59 60

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.