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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFF icon
1426
International Flavors & Fragrances
IFF
$21.7B
$104K ﹤0.01%
971
+82
+9% +$9.2K
TGP
1427
DELISTED
Teekay LNG Partners L.P.
TGP
$104K ﹤0.01%
9,090
– –
LNC icon
1428
Lincoln National
LNC
$8.75B
$103K ﹤0.01%
2,060
+165
+9% +$7.01K
PKW icon
1429
Invesco BuyBack Achievers ETF
PKW
$1.77B
$103K ﹤0.01%
1,410
– –
COR
1430
DELISTED
Coresite Realty Corporation
COR
$103K ﹤0.01%
824
– –
HPP
1431
Hudson Pacific Properties
HPP
$740M
$102K ﹤0.01%
610
+31
+5% +$5.11K
LNT icon
1432
Alliant Energy
LNT
$17.7B
$102K ﹤0.01%
2,005
+1,018
+103% +$54.7K
NDAQ icon
1433
Nasdaq
NDAQ
$53.4B
$101K ﹤0.01%
2,301
-969
-30% -$41K
PRG icon
1434
PROG Holdings
PRG
$1.68B
$101K ﹤0.01%
+1,886
New +$97.3K
SHYD icon
1435
VanEck Short High Yield Muni ETF
SHYD
$455M
$101K ﹤0.01%
4,112
– –
XYLD icon
1436
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$101K ﹤0.01%
2,195
– –
BATRK icon
1437
Atlanta Braves Holdings Series B
BATRK
$3.21B
$100K ﹤0.01%
4,039
– –
BEAM icon
1438
Beam Therapeutics
BEAM
$2.82B
$100K ﹤0.01%
1,228
+428
+54% +$21K
EWG icon
1439
iShares MSCI Germany ETF
EWG
$1.67B
$100K ﹤0.01%
3,167
-1,570
-33% -$47.1K
JETS icon
1440
US Global Jets ETF
JETS
$821M
$100K ﹤0.01%
4,500
+1,500
+50% +$30.2K
VCTR icon
1441
Victory Capital Holdings
VCTR
$6.85B
$100K ﹤0.01%
4,071
+136
+3% +$2.78K
AGD
1442
abrdn Global Dynamic Dividend Fund
AGD
$325M
$99K ﹤0.01%
9,500
-9,000
-49% -$87.1K
ASH icon
1443
Ashland
ASH
$3.45B
$99K ﹤0.01%
1,266
+389
+44% +$29.4K
CIL
1444
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$99K ﹤0.01%
2,410
+111
+5% +$4.34K
EMLC icon
1445
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$99K ﹤0.01%
2,977
-252
-8% -$8.06K
OZK icon
1446
Bank OZK
OZK
$5.63B
$99K ﹤0.01%
3,179
-188
-6% -$5.08K
PDT
1447
John Hancock Premium Dividend Fund
PDT
$628M
$99K ﹤0.01%
+7,016
New +$94.8K
SPFF icon
1448
Global X SuperIncome Preferred ETF
SPFF
$141M
$99K ﹤0.01%
8,450
– –
CXSE icon
1449
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$98K ﹤0.01%
+1,500
New +$92K
PPLI
1450
People Inc
PPLI
$3.03B
$98K ﹤0.01%
960
+9
+0.9% +$690
56 57
58
59 60

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.