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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
1401
First Trust Long/Short Equity ETF
FTLS
$2.49B
$419K ﹤0.01%
7,929
+1,416
+22% +$73.1K
WDS icon
1402
Woodside Energy
WDS
$41.9B
$418K ﹤0.01%
18,014
+183
+1% +$4.19K
PBP icon
1403
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$416K ﹤0.01%
+18,822
New +$406K
OCSL icon
1404
Oaktree Specialty Lending
OCSL
$1.06B
$416K ﹤0.01%
21,386
+9,959
+87% +$187K
Z icon
1405
Zillow
Z
$8.26B
$415K ﹤0.01%
8,258
+1,902
+30% +$87.5K
HYLS icon
1406
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$413K ﹤0.01%
10,418
-378
-4% -$15K
DBC icon
1407
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$413K ﹤0.01%
20,260
-26,824
-57% -$622K
ACES icon
1408
ALPS Clean Energy ETF
ACES
$120M
$413K ﹤0.01%
9,134
– –
KDP icon
1409
Keurig Dr Pepper
KDP
$41.8B
$408K ﹤0.01%
+13,041
New +$428K
KW
1410
DELISTED
Kennedy-Wilson Holdings
KW
$408K ﹤0.01%
24,960
+5,671
+29% +$90.6K
EMC icon
1411
Global X Emerging Markets Great Consumer ETF
EMC
$56.8M
$407K ﹤0.01%
+16,335
New +$403K
SMIN icon
1412
iShares MSCI India Small-Cap ETF
SMIN
$774M
$407K ﹤0.01%
7,010
-1,000
-12% -$53.8K
NS
1413
DELISTED
NuStar Energy L.P.
NS
$407K ﹤0.01%
23,749
+6
+0% +$98
VRNS icon
1414
Varonis Systems
VRNS
$4.98B
$406K ﹤0.01%
15,250
+3,682
+32% +$91.9K
FLQL icon
1415
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$406K ﹤0.01%
9,075
– –
SF
1416
Stifel
SF
$12.8B
$406K ﹤0.01%
10,212
+3,177
+45% +$124K
BUD icon
1417
AB InBev
BUD
$168B
$405K ﹤0.01%
7,147
+21
+0.3% +$1.27K
OSK icon
1418
Oshkosh
OSK
$9.43B
$405K ﹤0.01%
4,680
-22,291
-83% -$1.76M
QJUN icon
1419
FT Vest Growth-100 Buffer ETF June
QJUN
$673M
$405K ﹤0.01%
18,200
– –
DSM
1420
BNY Mellon Strategic Municipal Bond Fund
DSM
$289M
$404K ﹤0.01%
70,923
+1,074
+2% +$6.14K
HFRO
1421
Highland Opportunities and Income Fund
HFRO
$407M
$404K ﹤0.01%
44,722
+107
+0.2% +$935
LNT icon
1422
Alliant Energy
LNT
$18.2B
$403K ﹤0.01%
7,673
-147
-2% -$7.88K
CPNG icon
1423
Coupang
CPNG
$28.7B
$402K ﹤0.01%
23,121
-158
-0.7% -$2.58K
PHT
1424
DELISTED
Pioneer High Income Fund
PHT
$401K ﹤0.01%
59,701
+18,000
+43% +$121K
LBTYK icon
1425
Liberty Global Class C
LBTYK
$3.51B
$399K ﹤0.01%
22,450
-1,425
-6% -$26.6K
55 56
57
58 59

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.