We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
1401
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$268K ﹤0.01%
15,777
+13,372
+556% +$233K
ALLE icon
1402
Allegion
ALLE
$14.3B
$267K ﹤0.01%
1,923
-2,662
-58% -$364K
IXG icon
1403
iShares Global Financials ETF
IXG
$686M
$267K ﹤0.01%
+3,444
New +$269K
PWZ icon
1404
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$267K ﹤0.01%
9,500
-8,961
-49% -$251K
CCRN
1405
DELISTED
Cross Country Healthcare
CCRN
$265K ﹤0.01%
16,100
– –
TLRY icon
1406
Tilray
TLRY
$605M
$263K ﹤0.01%
1,455
+1,133
+352% +$199K
RWO icon
1407
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$261K ﹤0.01%
5,078
+34
+0.7% +$1.72K
IBDO
1408
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$261K ﹤0.01%
10,045
+45
+0.5% +$1.18K
BSCL
1409
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$261K ﹤0.01%
12,409
– –
DDD icon
1410
3D Systems Corp
DDD
$588M
$260K ﹤0.01%
6,515
+3,400
+109% +$89.9K
UNF icon
1411
Unifirst Corp
UNF
$5.22B
$260K ﹤0.01%
1,115
+16
+1% +$3.59K
DEED icon
1412
First Trust Securitized Plus ETF
DEED
$64.4M
$259K ﹤0.01%
+10,014
New +$260K
FGD icon
1413
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$259K ﹤0.01%
10,000
– –
KYN icon
1414
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$259K ﹤0.01%
29,221
+5,485
+23% +$44K
LUMN icon
1415
Lumen
LUMN
$6.09B
$259K ﹤0.01%
19,066
-262
-1% -$3.62K
UNFI icon
1416
United Natural Foods
UNFI
$2.9B
$257K ﹤0.01%
6,975
– –
SVSVU
1417
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$257K ﹤0.01%
24,100
+6,500
+37% +$68.1K
MXIM
1418
DELISTED
Maxim Integrated Products
MXIM
$257K ﹤0.01%
2,446
+602
+33% +$58.9K
IIM icon
1419
Invesco Value Municipal Income Trust
IIM
$593M
$256K ﹤0.01%
15,553
+2,567
+20% +$41.3K
MAV
1420
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$256K ﹤0.01%
20,771
+771
+4% +$9.35K
EYE icon
1421
National Vision
EYE
$1.8B
$255K ﹤0.01%
5,000
– –
PCH
1422
DELISTED
PotlatchDeltic
PCH
$255K ﹤0.01%
4,812
+3,087
+179% +$178K
MCY icon
1423
Mercury Insurance
MCY
$5.95B
$254K ﹤0.01%
3,937
+335
+9% +$21.2K
SPHD icon
1424
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$254K ﹤0.01%
5,777
+2,564
+80% +$114K
FCT
1425
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$253K ﹤0.01%
19,940
+7,350
+58% +$91.2K
55 56
57
58 59

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.