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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLI icon
1401
RLI Corp
RLI
$5.89B
$160K ﹤0.01%
2,880
-50
-2% -$2.65K
SAIC icon
1402
Saic
SAIC
$5.35B
$160K ﹤0.01%
1,925
+19
+1% +$1.78K
WY icon
1403
Weyerhaeuser
WY
$18.4B
$160K ﹤0.01%
4,503
-1,344
-23% -$45.8K
POTX
1404
DELISTED
Global X Cannabis ETF
POTX
$160K ﹤0.01%
+1,667
New +$165K
SHSP
1405
DELISTED
SharpSpring, Inc.
SHSP
$160K ﹤0.01%
+10,000
New +$199K
BCAT icon
1406
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
$159K ﹤0.01%
+7,751
New +$168K
IQDG icon
1407
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
$158K ﹤0.01%
4,272
-1,619
-27% -$60.6K
JBLU icon
1408
JetBlue
JBLU
$2.29B
$158K ﹤0.01%
7,783
-3,243
-29% -$56.2K
CE icon
1409
Celanese
CE
$4.82B
$157K ﹤0.01%
1,050
+140
+15% +$19.2K
DBEU icon
1410
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$157K ﹤0.01%
4,867
-95
-2% -$2.96K
KR icon
1411
Kroger
KR
$34.8B
$157K ﹤0.01%
4,388
-3,606
-45% -$123K
VNT icon
1412
Vontier
VNT
$4.74B
$157K ﹤0.01%
5,224
-330
-6% -$10.8K
CONE
1413
DELISTED
CyrusOne Inc Common Stock
CONE
$157K ﹤0.01%
2,331
+1,563
+204% +$108K
PSFE icon
1414
Paysafe
PSFE
$375M
$156K ﹤0.01%
+966
New +$156K
BHK icon
1415
BlackRock Core Bond Trust
BHK
$667M
$155K ﹤0.01%
9,880
-1,200
-11% -$19K
NULG icon
1416
Nuveen ESG Large-Cap Growth ETF
NULG
$2.77B
$155K ﹤0.01%
+2,683
New +$155K
FCT
1417
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$154K ﹤0.01%
12,590
+5,500
+78% +$65.6K
HIG icon
1418
Hartford Financial Services
HIG
$39.3B
$154K ﹤0.01%
2,312
-98
-4% -$5.29K
ON icon
1419
ON Semiconductor
ON
$31.6B
$154K ﹤0.01%
3,721
-390
-9% -$15K
RA
1420
Brookfield Real Assets Income Fund
RA
$708M
$154K ﹤0.01%
7,484
– –
SKIN icon
1421
SkinHealth Systems
SKIN
$85.7M
$154K ﹤0.01%
14,299
+9,299
+186% +$102K
DXJ icon
1422
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$153K ﹤0.01%
2,514
-1,282
-34% -$74.8K
ELAN icon
1423
Elanco Animal Health
ELAN
$11.1B
$153K ﹤0.01%
5,224
-279
-5% -$8.58K
EVT icon
1424
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$153K ﹤0.01%
5,825
+13
+0.2% +$319
FSD
1425
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$153K ﹤0.01%
10,178
+2,204
+28% +$32.9K
55 56
57
58 59

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.