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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVZ icon
1401
Invesco
IVZ
$14B
$111K ﹤0.01%
6,395
+4
+0.1% +$62
UNFI icon
1402
United Natural Foods
UNFI
$2.8B
$111K ﹤0.01%
6,975
– –
BBY icon
1403
Best Buy
BBY
$17.4B
$109K ﹤0.01%
1,095
+264
+32% +$29.5K
CRL icon
1404
Charles River Laboratories
CRL
$13.2B
$109K ﹤0.01%
438
+45
+11% +$10.7K
WAB icon
1405
Wabtec
WAB
$49.7B
$109K ﹤0.01%
1,514
+2
+0.1% +$137
FEN
1406
DELISTED
First Trust Energy Income and Growth Fund
FEN
$109K ﹤0.01%
10,250
-120
-1% -$1.24K
DWX icon
1407
State Street SPDR S&P International Dividend ETF
DWX
$529M
$108K ﹤0.01%
2,960
-440
-13% -$15.5K
FLOT icon
1408
iShares Floating Rate Bond ETF
FLOT
$10.5B
$108K ﹤0.01%
2,139
-1,870
-47% -$94.8K
NTNX icon
1409
Nutanix
NTNX
$17.4B
$108K ﹤0.01%
3,416
-130
-4% -$3.53K
CZR icon
1410
Caesars Entertainment
CZR
$6.13B
$107K ﹤0.01%
1,446
+946
+189% +$59.3K
CHIQ icon
1411
Global X MSCI China Consumer Discretionary ETF
CHIQ
$127M
$106K ﹤0.01%
3,002
– –
LBRDA icon
1412
Liberty Broadband Class A
LBRDA
$5.17B
$106K ﹤0.01%
676
+3
+0.4% +$452
SUI icon
1413
Sun Communities
SUI
$14.4B
$106K ﹤0.01%
705
+68
+11% +$9.84K
BSCO
1414
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$106K ﹤0.01%
4,762
– –
CHGG icon
1415
Chegg
CHGG
$94.8M
$105K ﹤0.01%
1,170
-229
-16% -$18.2K
GNR icon
1416
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
$105K ﹤0.01%
2,355
– –
LOGI icon
1417
Logitech
LOGI
$15B
$105K ﹤0.01%
1,094
-163
-13% -$14.1K
MNTS icon
1418
Momentus
MNTS
$88.3M
– –
0
– –
OXLC
1419
Oxford Lane Capital
OXLC
$905M
$105K ﹤0.01%
3,896
-3,107
-44% -$76.6K
PHK
1420
PIMCO High Income Fund
PHK
$878M
$105K ﹤0.01%
17,502
-10,751
-38% -$61.2K
PTNQ icon
1421
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$105K ﹤0.01%
2,020
+3
+0.1% +$151
DCP
1422
DELISTED
DCP Midstream, LP
DCP
$105K ﹤0.01%
5,720
-13,000
-69% -$204K
AWF
1423
AllianceBernstein Global High Income Fund
AWF
$870M
$104K ﹤0.01%
8,907
+469
+6% +$5.16K
CBRE icon
1424
CBRE Group
CBRE
$41.7B
$104K ﹤0.01%
1,681
+833
+98% +$47.1K
DINO icon
1425
HF Sinclair
DINO
$15.2B
$104K ﹤0.01%
4,092
+348
+9% +$7.88K
55 56
57
58 59

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.