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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
1376
iShares US Financials ETF
IYF
$4.39B
$172K ﹤0.01%
2,309
-1,496
-39% -$106K
RARE icon
1377
Ultragenyx Pharmaceutical
RARE
$2.55B
$172K ﹤0.01%
1,513
-2,541
-63% -$346K
WLY icon
1378
John Wiley & Sons Class A
WLY
$2.66B
$172K ﹤0.01%
3,185
– –
LQDH icon
1379
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$171K ﹤0.01%
1,778
+1,111
+167% +$106K
AVY icon
1380
Avery Dennison
AVY
$13.4B
$170K ﹤0.01%
927
+89
+11% +$15.2K
KYN icon
1381
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$170K ﹤0.01%
23,736
+301
+1% +$2.08K
MLPA icon
1382
Global X MLP ETF
MLPA
$2.28B
$169K ﹤0.01%
5,115
+2,600
+103% +$81K
SYF icon
1383
Synchrony
SYF
$25.6B
$169K ﹤0.01%
4,177
+1,596
+62% +$61.5K
RETA
1384
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$169K ﹤0.01%
1,700
– –
MXIM
1385
DELISTED
Maxim Integrated Products
MXIM
$168K ﹤0.01%
1,844
-44
-2% -$4.04K
HYLN icon
1386
Hyliion Holdings
HYLN
$690M
$167K ﹤0.01%
15,745
+12,340
+362% +$193K
DECK icon
1387
Deckers Outdoor
DECK
$13.3B
$166K ﹤0.01%
3,024
-174
-5% -$9.29K
EMN icon
1388
Eastman Chemical
EMN
$8.42B
$166K ﹤0.01%
1,515
-97
-6% -$10.5K
LEA icon
1389
Lear
LEA
$8.18B
$166K ﹤0.01%
919
+143
+18% +$24.1K
TRU icon
1390
TransUnion
TRU
$15.3B
$166K ﹤0.01%
1,849
+995
+117% +$89.8K
BFLY icon
1391
Butterfly Network
BFLY
$2.35B
$165K ﹤0.01%
9,860
+5,333
+118% +$106K
NRG icon
1392
NRG Energy
NRG
$24.8B
$164K ﹤0.01%
4,369
+1,084
+33% +$43.1K
QQQX icon
1393
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$164K ﹤0.01%
6,055
+900
+17% +$24K
OKE icon
1394
Oneok
OKE
$54.5B
$162K ﹤0.01%
3,198
-402
-11% -$18.3K
PACB icon
1395
Pacific Biosciences
PACB
$370M
$161K ﹤0.01%
4,874
-1,456
-23% -$51K
RYN icon
1396
Rayonier
RYN
$6.55B
$161K ﹤0.01%
5,529
-276
-5% -$8.14K
VNO icon
1397
Vornado Realty Trust
VNO
$7.38B
$161K ﹤0.01%
3,552
+1,319
+59% +$54.6K
JWSM.U
1398
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$161K ﹤0.01%
+15,909
New +$166K
IVZ icon
1399
Invesco
IVZ
$13.9B
$160K ﹤0.01%
6,377
-18
-0.3% -$404
LBTYA icon
1400
Liberty Global Class A
LBTYA
$3.6B
$160K ﹤0.01%
6,269
-29
-0.5% -$733
54 55
56
57 58

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.