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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTMS
1351
Franklin Short-Term Municipal Income ETF
FTMS
$187M
$1.6M ﹤0.01%
+161,622
New +$1.61M
NULG icon
1352
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
$1.6M ﹤0.01%
16,382
+14,582
+810% +$1.44M
FSMD icon
1353
Fidelity Small-Mid Multifactor ETF
FSMD
$2.59B
$1.6M ﹤0.01%
36,241
+15,730
+77% +$689K
BIPC icon
1354
Brookfield Infrastructure
BIPC
$4.85B
$1.59M ﹤0.01%
35,039
+453
+1% +$20.5K
FDD icon
1355
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
$1.59M ﹤0.01%
90,780
-36,756
-29% -$606K
SA
1356
Seabridge Gold
SA
$3.35B
$1.59M ﹤0.01%
53,673
+52,973
+7,568% +$1.39M
CHI
1357
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$1.57M ﹤0.01%
149,847
-4,328
-3% -$47.2K
FXG icon
1358
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.56M ﹤0.01%
25,750
-1,809
-7% -$112K
ITM icon
1359
VanEck Intermediate Muni ETF
ITM
$2.15B
$1.56M ﹤0.01%
33,045
-458
-1% -$21.5K
JBBB icon
1360
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
$1.55M ﹤0.01%
32,540
-31,724
-49% -$1.52M
SPTM icon
1361
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$1.55M ﹤0.01%
18,792
+5,198
+38% +$425K
BUG icon
1362
Global X Cybersecurity ETF
BUG
$1.46B
$1.55M ﹤0.01%
50,764
+39,332
+344% +$1.3M
PICK icon
1363
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$1.55M ﹤0.01%
30,109
+654
+2% +$30.9K
COO icon
1364
Cooper Companies
COO
$14.5B
$1.55M ﹤0.01%
18,855
+11,503
+156% +$861K
TBIL
1365
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$1.54M ﹤0.01%
30,931
+1,179
+4% +$58.9K
KB icon
1366
KB Financial Group
KB
$43.5B
$1.54M ﹤0.01%
17,882
+2,778
+18% +$234K
FSTA icon
1367
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$1.54M ﹤0.01%
31,233
-583
-2% -$28.9K
TOL icon
1368
Toll Brothers
TOL
$14.5B
$1.52M ﹤0.01%
11,267
-7,573
-40% -$1.03M
UBS icon
1369
UBS Group
UBS
$176B
$1.52M ﹤0.01%
32,883
+4,383
+15% +$177K
THRO
1370
iShares U.S. Thematic Rotation Active ETF
THRO
$6.71B
$1.52M ﹤0.01%
39,295
+18,122
+86% +$693K
FDIS icon
1371
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$1.51M ﹤0.01%
14,773
-129
-0.9% -$13.1K
MMU
1372
Western Asset Managed Municipals Fund
MMU
$554M
$1.51M ﹤0.01%
144,294
-15,693
-10% -$163K
WFC.PRL icon
1373
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$1.5M ﹤0.01%
1,241
+204
+20% +$251K
EQX icon
1374
Equinox Gold
EQX
$13.5B
$1.5M ﹤0.01%
107,101
+1,251
+1% +$15.8K
CMF icon
1375
iShares California Muni Bond ETF
CMF
$4.62B
$1.5M ﹤0.01%
26,142
+1,156
+5% +$66.4K
53 54
55
56 57

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.