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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFRM icon
1351
Affirm
AFRM
$25.2B
$755K ﹤0.01%
+12,402
New +$689K
MGM icon
1352
MGM Resorts International
MGM
$11.2B
$751K ﹤0.01%
21,505
+720
+3% +$27.2K
LB
1353
LandBridge Co
LB
$2.1B
$749K ﹤0.01%
+11,600
New +$697K
XMPT icon
1354
VanEck CEF Muni Income ETF
XMPT
$221M
$742K ﹤0.01%
34,500
-4,000
-10% -$89.7K
SPTI icon
1355
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$740K ﹤0.01%
30,385
+6,440
+27% +$182K
SRVR icon
1356
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$739K ﹤0.01%
24,665
-2,325
-9% -$72.8K
LADR
1357
Ladder Capital
LADR
$1.24B
$739K ﹤0.01%
+66,070
New +$759K
PRFZ icon
1358
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$730K ﹤0.01%
17,860
+48
+0.3% +$2.06K
WDI
1359
Western Asset Diversified Income Fund
WDI
$681M
$730K ﹤0.01%
51,202
– –
DKNG icon
1360
DraftKings
DKNG
$11.9B
$729K ﹤0.01%
19,602
-502
-2% -$19.9K
AAP icon
1361
Advance Auto Parts
AAP
$3.49B
$719K ﹤0.01%
15,202
-1,956
-11% -$79.7K
EOSE icon
1362
Eos Energy Enterprises
EOSE
$1.51B
$719K ﹤0.01%
148,008
-162,222
-52% -$525K
IBMR icon
1363
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$469M
$718K ﹤0.01%
28,733
-1,830
-6% -$46.1K
MDIV icon
1364
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$716K ﹤0.01%
44,338
-10,828
-20% -$179K
AUPH icon
1365
Aurinia Pharmaceuticals
AUPH
$2.11B
$711K ﹤0.01%
79,200
+35
+0% +$286
ENFR icon
1366
Alerian Energy Infrastructure ETF
ENFR
$506M
$710K ﹤0.01%
22,807
+173
+0.8% +$5.3K
PHT
1367
DELISTED
Pioneer High Income Fund
PHT
$707K ﹤0.01%
91,216
-3,254
-3% -$25.5K
IYT icon
1368
iShares US Transportation ETF
IYT
$2.29B
$706K ﹤0.01%
+10,446
New +$739K
THRM icon
1369
Gentherm
THRM
$1.27B
$700K ﹤0.01%
17,353
-426,362
-96% -$17.9M
UBSI icon
1370
United Bankshares
UBSI
$6.62B
$698K ﹤0.01%
18,596
+751
+4% +$29.6K
FIXD icon
1371
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$695K ﹤0.01%
16,171
+206
+1% +$9.02K
BME icon
1372
BlackRock Health Sciences Trust
BME
$570M
$695K ﹤0.01%
18,314
-1,759
-9% -$70.2K
XIMR icon
1373
FT Vest US Equity Buffer & Premium Income ETF March
XIMR
$29.8M
$686K ﹤0.01%
22,012
+3,843
+21% +$119K
MFM
1374
Aberdeen Municipal Income Fund
MFM
$224M
$681K ﹤0.01%
127,236
+20,652
+19% +$115K
MYD
1375
DELISTED
BlackRock MuniYield Fund
MYD
$680K ﹤0.01%
65,491
+4,163
+7% +$46.5K
53 54
55
56 57

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.