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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTZ icon
1351
Utz Brands
UTZ
$1.25B
$746K ﹤0.01%
40,472
-38,393
-49% -$683K
BKLN icon
1352
Invesco Senior Loan ETF
BKLN
$6.81B
$746K ﹤0.01%
35,252
+6,728
+24% +$142K
TECK icon
1353
Teck Resources
TECK
$32.6B
$745K ﹤0.01%
16,275
+713
+5% +$28.6K
AMKR icon
1354
Amkor Technology
AMKR
$13.7B
$745K ﹤0.01%
+23,094
New +$732K
PSMJ icon
1355
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$742K ﹤0.01%
28,310
+3,617
+15% +$92.5K
FLG
1356
Flagstar Bank National Association
FLG
$5.82B
$742K ﹤0.01%
76,838
+18,265
+31% +$338K
PDO
1357
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$740K ﹤0.01%
56,191
+2,196
+4% +$28.4K
FOCT icon
1358
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$738K ﹤0.01%
18,184
-4,687
-20% -$186K
PRFZ icon
1359
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$737K ﹤0.01%
18,774
+7,557
+67% +$281K
FNDC icon
1360
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$735K ﹤0.01%
20,717
-2,504
-11% -$86.1K
PCY icon
1361
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$733K ﹤0.01%
35,825
+10,630
+42% +$214K
IAT icon
1362
iShares US Regional Banks ETF
IAT
$681M
$733K ﹤0.01%
16,896
+945
+6% +$38.8K
OGE icon
1363
OGE Energy
OGE
$9.71B
$728K ﹤0.01%
21,215
-2,675
-11% -$89.8K
SYF icon
1364
Synchrony
SYF
$25.6B
$726K ﹤0.01%
+16,841
New +$671K
BDJ icon
1365
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$722K ﹤0.01%
87,455
-22,011
-20% -$175K
SUSB icon
1366
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$721K ﹤0.01%
29,462
-550
-2% -$13.4K
EOI
1367
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$721K ﹤0.01%
39,539
+1,089
+3% +$19.1K
IYT icon
1368
iShares US Transportation ETF
IYT
$2.29B
$719K ﹤0.01%
+10,219
New +$692K
SEE
1369
DELISTED
Sealed Air
SEE
$718K ﹤0.01%
+19,303
New +$692K
NRK icon
1370
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$714K ﹤0.01%
65,727
-37,144
-36% -$399K
DEUS icon
1371
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$714K ﹤0.01%
13,693
+30
+0.2% +$1.47K
PLUG icon
1372
Plug Power
PLUG
$3.04B
$712K ﹤0.01%
206,832
-12,315
-6% -$45.8K
DKNG icon
1373
DraftKings
DKNG
$11.9B
$711K ﹤0.01%
15,656
-13,716
-47% -$558K
FLJP icon
1374
Franklin FTSE Japan ETF
FLJP
$4.08B
$711K ﹤0.01%
+22,906
New +$675K
BME icon
1375
BlackRock Health Sciences Trust
BME
$570M
$701K ﹤0.01%
16,904
+1,099
+7% +$46K
53 54
55
56 57

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.