We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
(+2.8%)
Cap. Flow
+$1.7B
Cap. Flow
% of AUM
8.78%
Top 10 Holdings %
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Intercontinental Exchange
ICE
|
+$87.6M |
| 2 |
Apple
AAPL
|
+$63M |
| 3 |
Amazon
AMZN
|
+$62.7M |
| 4 |
TransUnion
TRU
|
+$56.5M |
| 5 |
Kinder Morgan
KMI
|
+$55.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Solar
FSLR
|
+$79.5M |
| 2 |
Meta Platforms (Facebook)
META
|
+$74.7M |
| 3 |
Elanco Animal Health
ELAN
|
+$59.3M |
| 4 |
WEX
WEX
|
+$50.8M |
| 5 |
Globe Life
GL
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.01% |
| 3 | Healthcare | 11.97% |
| 4 | Consumer Discretionary | 6.61% |
| 5 | Industrials | 5.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
Monster Beverage
MNST
$88.5B
| $398K | ﹤0.01% |
9,174
-494
| -5% | -$22.8K |
|
1352
Halozyme
HALO
$12.2B
| $395K | ﹤0.01% |
10,014
-613
| -6% | -$27.1K |
|
1353
Lamb Weston
LW
$7.19B
| $395K | ﹤0.01% |
5,110
+96
| +2% | +$7.51K |
|
|
NSL
1354
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $395K | ﹤0.01% |
84,792
+8,017
| +10% | +$39.5K |
|
1355
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
| $394K | ﹤0.01% |
5,202
+401
| +8% | +$34.1K |
|
1356
Elastic
ESTC
$7.81B
| $393K | ﹤0.01% |
5,490
+1,476
| +37% | +$117K |
|
1357
Invesco Municipal Trust
VKQ
$551M
| $393K | ﹤0.01% |
43,057
+250
| +0.6% | +$2.54K |
|
|
STOR
1358
DELISTED
STORE Capital Corporation
STOR
| $393K | ﹤0.01% |
12,618
+2,303
| +22% | +$65.4K |
|
1359
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
| $390K | ﹤0.01% |
12,645
-214
| -2% | -$7.32K |
|
1360
ROBO Global Robotics & Automation Index ETF
ROBO
$2.11B
| $389K | ﹤0.01% |
9,415
-65
| -0.7% | -$3.07K |
|
1361
Booz Allen Hamilton
BAH
$9.15B
| $388K | ﹤0.01% |
4,209
+157
| +4% | +$14.9K |
|
|
THRN
1362
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
| $388K | ﹤0.01% |
82,200
| – | – |
|
1363
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
| $387K | ﹤0.01% |
6,719
+4,059
| +153% | +$261K |
|
1364
ALPS Clean Energy ETF
ACES
$124M
| $386K | ﹤0.01% |
6,976
| – | – |
|
|
ARI
1365
Apollo Commercial Real Estate
ARI
$885M
| $386K | ﹤0.01% |
46,520
+11,548
| +33% | +$132K |
|
1366
Idacorp
IDA
$8.2B
| $386K | ﹤0.01% |
3,907
-33
| -0.8% | -$3.6K |
|
1367
First Trust Long Duration Opportunities ETF
LGOV
$625M
| $385K | ﹤0.01% |
17,378
-2,214
| -11% | -$52.2K |
|
1368
Fidelity Limited Term Bond ETF
FLTB
$435M
| $384K | ﹤0.01% |
8,099
-3,174
| -28% | -$154K |
|
1369
Strategy Inc
MSTR
$38.4B
| $382K | ﹤0.01% |
18,040
-2,260
| -11% | -$56.7K |
|
1370
Honda
HMC
$41.3B
| $381K | ﹤0.01% |
17,671
+7,148
| +68% | +$181K |
|
1371
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
| $381K | ﹤0.01% |
17,202
| – | – |
|
1372
Saratoga Investment
SAR
$322M
| $380K | ﹤0.01% |
18,315
-826
| -4% | -$19.9K |
|
1373
Spire
SR
$4.85B
| $380K | ﹤0.01% |
6,111
-240
| -4% | -$17.2K |
|
1374
Global X FinTech ETF
FINX
$166M
| $379K | ﹤0.01% |
18,735
+18,542
| +9,607% | +$437K |
|
|
GTLS
1375
DELISTED
Chart Industries
GTLS
| $377K | ﹤0.01% |
2,049
-48
| -2% | -$8.9K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2022 Portfolio in Review
As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.
- Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
- Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
- Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
- Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
- Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
- Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.
Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.