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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOL icon
1351
Toll Brothers
TOL
$14B
$127K ﹤0.01%
2,872
+2,797
+3,729% +$130K
URI icon
1352
United Rentals
URI
$70.8B
$127K ﹤0.01%
549
+78
+17% +$16.5K
UTHR icon
1353
United Therapeutics
UTHR
$22.7B
$127K ﹤0.01%
841
+16
+2% +$2.1K
VIOO icon
1354
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.3B
$127K ﹤0.01%
1,516
-30
-2% -$2.27K
OSK icon
1355
Oshkosh
OSK
$9.59B
$126K ﹤0.01%
1,475
+14
+1% +$1.11K
FUN icon
1356
Cedar Fair
FUN
$1.62B
$125K ﹤0.01%
+3,170
New +$105K
MUS
1357
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$125K ﹤0.01%
9,500
– –
BR icon
1358
Broadridge
BR
$19.8B
$124K ﹤0.01%
817
-23
-3% -$3.34K
BBBY
1359
Bed Bath & Beyond
BBBY
$423M
$124K ﹤0.01%
2,860
-385
-12% -$22.8K
AVK
1360
Advent Convertible and Income Fund
AVK
$563M
$123K ﹤0.01%
7,703
+5,135
+200% +$75.6K
LEA icon
1361
Lear
LEA
$8.05B
$123K ﹤0.01%
776
-158
-17% -$22.2K
NRG icon
1362
NRG Energy
NRG
$25B
$123K ﹤0.01%
3,285
+2,279
+227% +$75K
OCSL icon
1363
Oaktree Specialty Lending
OCSL
$1.12B
$123K ﹤0.01%
7,367
– –
BOKF icon
1364
BOK Financial
BOKF
$8.7B
$122K ﹤0.01%
1,796
– –
EWZ icon
1365
iShares MSCI Brazil ETF
EWZ
$8.91B
$122K ﹤0.01%
3,307
+2,007
+154% +$64.7K
MXL icon
1366
MaxLinear
MXL
$6.21B
$122K ﹤0.01%
3,204
– –
SNOW icon
1367
Snowflake
SNOW
$116B
$122K ﹤0.01%
435
+133
+44% +$37.8K
TWST icon
1368
Twist Bioscience
TWST
$7.83B
$122K ﹤0.01%
+870
New +$96.5K
BHVN
1369
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$121K ﹤0.01%
1,413
-2,096
-60% -$178K
SPHD icon
1370
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$120K ﹤0.01%
3,199
+525
+20% +$18.8K
VTIP icon
1371
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$120K ﹤0.01%
2,362
+5
+0.2% +$254
AXTA icon
1372
Axalta
AXTA
$8.01B
$119K ﹤0.01%
4,202
+3,940
+1,504% +$107K
GNOM icon
1373
Global X Genomics & Biotechnology ETF
GNOM
$87.5M
$119K ﹤0.01%
1,263
+1,113
+742% +$93.1K
TCDA
1374
DELISTED
Tricida, Inc. Common Stock
TCDA
$119K ﹤0.01%
+17,063
New +$131K
CE icon
1375
Celanese
CE
$4.88B
$118K ﹤0.01%
910
– –
53 54
55
56 57

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.