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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCLT icon
1326
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$809K ﹤0.01%
10,810
+734
+7% +$57.1K
ICSH icon
1327
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
$808K ﹤0.01%
16,022
-3,266
-17% -$165K
IHDG icon
1328
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$808K ﹤0.01%
18,580
+583
+3% +$26K
PSMJ icon
1329
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$805K ﹤0.01%
28,310
– –
MEAR icon
1330
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$802K ﹤0.01%
+16,064
New +$805K
JD icon
1331
JD.com
JD
$44.5B
$801K ﹤0.01%
23,103
+1,808
+8% +$70K
HIX
1332
Western Asset High Income Fund II
HIX
$355M
$799K ﹤0.01%
189,699
+32,948
+21% +$146K
HYT icon
1333
BlackRock Corporate High Yield Fund
HYT
$1.37B
$798K ﹤0.01%
81,304
+1,749
+2% +$17.3K
HYHG icon
1334
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$797K ﹤0.01%
+12,163
New +$795K
HESM icon
1335
Hess Midstream
HESM
$5.11B
$797K ﹤0.01%
21,527
– –
IYK icon
1336
iShares US Consumer Staples ETF
IYK
$1.41B
$794K ﹤0.01%
12,111
+963
+9% +$66.2K
AEM icon
1337
Agnico Eagle Mines
AEM
$90.5B
$783K ﹤0.01%
+10,011
New +$825K
DLY
1338
DoubleLine Yield Opportunities Fund
DLY
$690M
$777K ﹤0.01%
49,058
-4,993
-9% -$81K
SMIN icon
1339
iShares MSCI India Small-Cap ETF
SMIN
$776M
$775K ﹤0.01%
+10,138
New +$830K
FNDC icon
1340
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$773K ﹤0.01%
22,637
+1,949
+9% +$70K
BDJ icon
1341
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$771K ﹤0.01%
93,066
+4,563
+5% +$39.7K
RSPH icon
1342
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$770K ﹤0.01%
26,296
+217
+0.8% +$6.67K
FNOV icon
1343
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$766K ﹤0.01%
+16,018
New +$766K
ETV
1344
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$764K ﹤0.01%
53,035
+10,000
+23% +$141K
DSL
1345
DoubleLine Income Solutions Fund
DSL
$1.24B
$762K ﹤0.01%
60,650
-3,100
-5% -$39.4K
FMHI icon
1346
First Trust Municipal High Income ETF
FMHI
$1B
$761K ﹤0.01%
15,760
-1,581
-9% -$77.2K
MUI
1347
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$760K ﹤0.01%
62,693
-29,822
-32% -$373K
DBMF icon
1348
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.13B
$759K ﹤0.01%
28,998
-50,510
-64% -$1.37M
CFLT
1349
DELISTED
Confluent
CFLT
$758K ﹤0.01%
27,094
-18,500
-41% -$496K
IP icon
1350
International Paper
IP
$22B
$757K ﹤0.01%
14,062
-116,252
-89% -$6.23M
52 53
54
55 56

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.