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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
1326
BlackRock Floating Rate Income Trust
BGT
$325M
$202K ﹤0.01%
16,200
– –
PGF icon
1327
Invesco Financial Preferred ETF
PGF
$672M
$202K ﹤0.01%
10,708
+24
+0.2% +$450
CCJ icon
1328
Cameco
CCJ
$42.4B
$201K ﹤0.01%
12,134
– –
CCRN
1329
DELISTED
Cross Country Healthcare
CCRN
$201K ﹤0.01%
16,100
-15,100
-48% -$160K
SBIO icon
1330
ALPS Medical Breakthroughs ETF
SBIO
$216M
$201K ﹤0.01%
4,000
– –
UHAL icon
1331
U-Haul Holding Co
UHAL
$14.6B
$201K ﹤0.01%
3,290
– –
JTA
1332
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$201K ﹤0.01%
18,727
-5,000
-21% -$50.4K
ESPO icon
1333
VanEck Video Gaming and eSports ETF
ESPO
$258M
$200K ﹤0.01%
2,934
+2,623
+843% +$191K
MFIC icon
1334
MidCap Financial Investment
MFIC
$804M
$200K ﹤0.01%
14,650
+50
+0.3% +$660
TMC icon
1335
TMC The Metals Company
TMC
$1.98B
$199K ﹤0.01%
20,100
-11,800
-37% -$128K
CPNG icon
1336
Coupang
CPNG
$29.2B
$197K ﹤0.01%
+4,000
New +$185K
EWW icon
1337
iShares MSCI Mexico ETF
EWW
$1.92B
$197K ﹤0.01%
4,500
– –
NCV
1338
Virtus Convertible & Income Fund
NCV
$390M
$197K ﹤0.01%
8,704
– –
ONT
1339
Onterris Inc
ONT
$580M
$196K ﹤0.01%
3,925
-1,677
-30% -$70.9K
HY icon
1340
Hyster-Yale Materials Handling
HY
$665M
$194K ﹤0.01%
2,228
+2,100
+1,641% +$184K
NVG icon
1341
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$194K ﹤0.01%
11,500
-3,814
-25% -$63.7K
TOON icon
1342
Kartoon Studios
TOON
$34.9M
$194K ﹤0.01%
10,000
+4,000
+67% +$76K
USSG icon
1343
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$592M
$194K ﹤0.01%
5,330
– –
WRK
1344
DELISTED
WestRock Company
WRK
$193K ﹤0.01%
3,725
-186
-5% -$8.68K
ILF icon
1345
iShares Latin America 40 ETF
ILF
$3.83B
$192K ﹤0.01%
6,982
+1,843
+36% +$52.2K
COMS
1346
DELISTED
COMSovereign Holding Corp. Common Stock
COMS
$192K ﹤0.01%
+721
New +$271K
CSGP icon
1347
CoStar Group
CSGP
$12.3B
$191K ﹤0.01%
2,340
+860
+58% +$74.2K
PJT icon
1348
PJT Partners
PJT
$4.38B
$191K ﹤0.01%
2,828
-450
-14% -$32.6K
SVSVU
1349
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$189K ﹤0.01%
+17,600
New +$201K
EQR icon
1350
Equity Residential
EQR
$25.1B
$188K ﹤0.01%
2,630
-20,340
-89% -$1.35M
52 53
54
55 56

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.