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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
1326
Alaska Air
ALK
$5.27B
$135K ﹤0.01%
2,607
+2,046
+365% +$92K
ARE icon
1327
Alexandria Real Estate Equities
ARE
$8.32B
$134K ﹤0.01%
758
+32
+4% +$5.29K
BAB icon
1328
Invesco Taxable Municipal Bond ETF
BAB
$1B
$134K ﹤0.01%
4,000
– –
KYN icon
1329
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$134K ﹤0.01%
23,435
-1,045
-4% -$5.6K
QQQX icon
1330
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$134K ﹤0.01%
5,155
+99
+2% +$2.45K
BSCM
1331
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$134K ﹤0.01%
6,174
– –
IEUR icon
1332
iShares Core MSCI Europe ETF
IEUR
$9.14B
$133K ﹤0.01%
2,607
+16
+0.6% +$768
ON icon
1333
ON Semiconductor
ON
$31.1B
$133K ﹤0.01%
4,111
+1,060
+35% +$29.6K
RA
1334
Brookfield Real Assets Income Fund
RA
$708M
$133K ﹤0.01%
7,484
+2,560
+52% +$43.9K
SIRI icon
1335
SiriusXM
SIRI
$9.7B
$133K ﹤0.01%
2,092
-99
-5% -$6.08K
WIT icon
1336
Wipro
WIT
$19.7B
$133K ﹤0.01%
+47,232
New +$122K
BRG
1337
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$133K ﹤0.01%
10,570
+5
+0% +$48
MSA icon
1338
Mine Safety
MSA
$7.45B
$132K ﹤0.01%
887
+314
+55% +$45.3K
PALL icon
1339
abrdn Physical Palladium Shares ETF
PALL
$683M
$132K ﹤0.01%
2,890
+890
+45% +$39.2K
APPN icon
1340
Appian
APPN
$2.55B
$131K ﹤0.01%
813
+144
+22% +$16.1K
HIX
1341
Western Asset High Income Fund II
HIX
$355M
$131K ﹤0.01%
19,111
+1,000
+6% +$6.74K
SEGG
1342
Sports Entertainment Gaming Global Corp
SEGG
$8.15M
$131K ﹤0.01%
+8
New +$130K
WDC icon
1343
Western Digital
WDC
$151B
$131K ﹤0.01%
3,145
+178
+6% +$5.91K
AVY icon
1344
Avery Dennison
AVY
$13.5B
$129K ﹤0.01%
838
+798
+1,995% +$115K
VIR icon
1345
Vir Biotechnology
VIR
$1.5B
$129K ﹤0.01%
+4,831
New +$157K
KNTE
1346
DELISTED
Kinnate Biopharma Inc. Common Stock
KNTE
$129K ﹤0.01%
+3,260
New +$131K
PCG icon
1347
PG&E
PCG
$37.5B
$127K ﹤0.01%
10,200
+10,000
+5,000% +$113K
PHT
1348
DELISTED
Pioneer High Income Fund
PHT
$127K ﹤0.01%
14,288
+1,000
+8% +$8.49K
PICK icon
1349
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.35B
$127K ﹤0.01%
3,451
-47,516
-93% -$1.49M
RCKT icon
1350
Rocket Pharmaceuticals
RCKT
$397M
$127K ﹤0.01%
+2,330
New +$84.9K
52 53
54
55 56

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.