We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGS icon
1326
ONE Gas
OGS
$4.91B
$14K ﹤0.01%
145
– –
PBH icon
1327
Prestige Consumer Healthcare
PBH
$2.49B
$14K ﹤0.01%
392
– –
PFFD icon
1328
Global X US Preferred ETF
PFFD
$2.17B
$14K ﹤0.01%
+572
New +$14.2K
TSN icon
1329
Tyson Foods
TSN
$20.5B
$14K ﹤0.01%
162
+33
+26% +$2.81K
WTFC icon
1330
Wintrust Financial
WTFC
$10.9B
$14K ﹤0.01%
211
-12
-5% -$796
WTS icon
1331
Watts Water Technologies
WTS
$12B
$14K ﹤0.01%
149
+19
+15% +$1.76K
SYNH
1332
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$14K ﹤0.01%
258
-17
-6% -$872
ACC
1333
DELISTED
American Campus Communities, Inc.
ACC
$14K ﹤0.01%
290
– –
CXP
1334
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$14K ﹤0.01%
641
-37
-5% -$789
SYKE
1335
DELISTED
SYKES Enterprises Inc
SYKE
$14K ﹤0.01%
444
– –
SBNY
1336
DELISTED
Signature Bank
SBNY
$14K ﹤0.01%
116
+20
+21% +$2.42K
ALEX
1337
DELISTED
Alexander & Baldwin
ALEX
$13K ﹤0.01%
534
+1
+0.2% +$23
CC icon
1338
Chemours
CC
$2.25B
$13K ﹤0.01%
857
+677
+376% +$11K
EXP icon
1339
Eagle Materials
EXP
$6.7B
$13K ﹤0.01%
139
– –
FNDC icon
1340
Schwab Fundamental International Small Company Index ETF
FNDC
$3.13B
$13K ﹤0.01%
439
– –
FSLR icon
1341
First Solar
FSLR
$25.4B
$13K ﹤0.01%
+220
New +$14.1K
FSP
1342
Franklin Street Properties
FSP
$48.3M
$13K ﹤0.01%
1,548
– –
GMAB icon
1343
Genmab
GMAB
$18B
$13K ﹤0.01%
+657
New +$12.9K
JHG
1344
DELISTED
Janus Henderson
JHG
$13K ﹤0.01%
590
– –
MOS icon
1345
The Mosaic Company
MOS
$7.52B
$13K ﹤0.01%
642
-954
-60% -$20.8K
PENN icon
1346
PENN Entertainment
PENN
$2.66B
$13K ﹤0.01%
711
-48
-6% -$909
SCHE icon
1347
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$13K ﹤0.01%
513
– –
SLG icon
1348
SL Green Realty
SLG
$3.9B
$13K ﹤0.01%
162
-39
-19% -$3.04K
SUI icon
1349
Sun Communities
SUI
$14.8B
$13K ﹤0.01%
+85
New +$12K
UI icon
1350
Ubiquiti
UI
$34.5B
$13K ﹤0.01%
+110
New +$13.3K
52 53
54
55 56

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM

Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.