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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMDV icon
1301
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$483K ﹤0.01%
7,874
-233
-3% -$14.4K
XHE icon
1302
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
$482K ﹤0.01%
5,367
+4,146
+340% +$365K
TOTL icon
1303
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$480K ﹤0.01%
12,002
+1,891
+19% +$75.8K
VWOB icon
1304
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$480K ﹤0.01%
7,874
+588
+8% +$35.1K
SPEM icon
1305
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$477K ﹤0.01%
14,484
-2,637
-15% -$85.4K
HQY icon
1306
HealthEquity
HQY
$8.75B
$476K ﹤0.01%
7,727
+167
+2% +$11.2K
WDS icon
1307
Woodside Energy
WDS
$42.6B
$476K ﹤0.01%
19,719
-16,606
-46% -$394K
IHE icon
1308
iShares US Pharmaceuticals ETF
IHE
$1.64B
$475K ﹤0.01%
7,656
– –
URTH icon
1309
iShares MSCI World ETF
URTH
$8.27B
$475K ﹤0.01%
4,355
+3,907
+872% +$424K
HYT icon
1310
BlackRock Corporate High Yield Fund
HYT
$1.37B
$474K ﹤0.01%
54,241
+1,738
+3% +$15.2K
IYC icon
1311
iShares US Consumer Discretionary ETF
IYC
$1.23B
$473K ﹤0.01%
8,311
+152
+2% +$9.09K
XYLD icon
1312
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$472K ﹤0.01%
12,006
+85
+0.7% +$3.38K
FAD icon
1313
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$468K ﹤0.01%
4,937
+17
+0.3% +$1.64K
BBJP icon
1314
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$467K ﹤0.01%
10,420
-7,312
-41% -$321K
XMMO icon
1315
Invesco S&P MidCap Momentum ETF
XMMO
$7.53B
$467K ﹤0.01%
6,203
-216
-3% -$16.6K
NSP icon
1316
Insperity
NSP
$2.01B
$465K ﹤0.01%
4,094
-94
-2% -$10.6K
AB icon
1317
AllianceBernstein
AB
$3.47B
$464K ﹤0.01%
13,506
-590
-4% -$21.9K
LEO
1318
BNY Mellon Strategic Municipals
LEO
$387M
$464K ﹤0.01%
76,076
-10,000
-12% -$61.2K
XT icon
1319
iShares Future Exponential Technologies ETF
XT
$3.97B
$464K ﹤0.01%
9,805
+5
+0.1% +$239
MPWR icon
1320
Monolithic Power Systems
MPWR
$68.9B
$463K ﹤0.01%
1,312
-83
-6% -$29.8K
BGY icon
1321
BlackRock Enhanced International Dividend Trust
BGY
$529M
$462K ﹤0.01%
92,221
-21,952
-19% -$107K
DELL icon
1322
Dell
DELL
$293B
$458K ﹤0.01%
11,407
-4,995
-30% -$198K
RMM
1323
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$456K ﹤0.01%
31,701
+24,691
+352% +$360K
DFAI
1324
Dimensional International Core Equity Market ETF
DFAI
$18B
$453K ﹤0.01%
18,123
+9,869
+120% +$237K
ATEC icon
1325
Alphatec Holdings
ATEC
$1.44B
$452K ﹤0.01%
36,634
– –
51 52
53
54 55

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.