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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHAK icon
1276
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$531K ﹤0.01%
13,785
+1,229
+10% +$47.2K
AVID
1277
DELISTED
Avid Technology Inc
AVID
$531K ﹤0.01%
19,752
+5,248
+36% +$138K
HYMB icon
1278
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$528K ﹤0.01%
22,163
-17,822
-45% -$440K
HYT icon
1279
BlackRock Corporate High Yield Fund
HYT
$1.37B
$528K ﹤0.01%
61,159
+4,245
+7% +$38.1K
PMM
1280
Franklin Managed Municipal Income Trust
PMM
$273M
$526K ﹤0.01%
96,213
-505
-0.5% -$2.95K
IONQ icon
1281
IonQ
IONQ
$16.6B
$525K ﹤0.01%
35,278
-4,241
-11% -$66.6K
ATEC icon
1282
Alphatec Holdings
ATEC
$1.44B
$514K ﹤0.01%
39,634
– –
PCY icon
1283
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$502K ﹤0.01%
27,474
-10,351
-27% -$199K
PHT
1284
DELISTED
Pioneer High Income Fund
PHT
$501K ﹤0.01%
74,701
+15,000
+25% +$102K
RPG icon
1285
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$500K ﹤0.01%
+16,578
New +$514K
GQRE icon
1286
FlexShares Global Quality Real Estate Index Fund
GQRE
$421M
$498K ﹤0.01%
+10,176
New +$535K
PFFD icon
1287
Global X US Preferred ETF
PFFD
$2.17B
$494K ﹤0.01%
26,260
+158
+0.6% +$3.02K
ASAN icon
1288
Asana
ASAN
$2.13B
$494K ﹤0.01%
26,964
+11,705
+77% +$245K
SSYS icon
1289
Stratasys
SSYS
$774M
$494K ﹤0.01%
36,269
-42
-0.1% -$665
ARKG icon
1290
ARK Genomic Revolution ETF
ARKG
$1.73B
$492K ﹤0.01%
17,674
+2,341
+15% +$76.5K
MHD icon
1291
BlackRock MuniHoldings Fund
MHD
$606M
$490K ﹤0.01%
47,506
-1,462
-3% -$16.5K
SPTS icon
1292
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$486K ﹤0.01%
16,926
-1,458
-8% -$41.9K
VYX icon
1293
NCR Voyix
VYX
$1.14B
$480K ﹤0.01%
+29,006
New +$494K
MMD
1294
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$476K ﹤0.01%
29,887
+4,032
+16% +$67K
QJUN icon
1295
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$476K ﹤0.01%
21,765
+3,565
+20% +$79.6K
IBUY icon
1296
Amplify Online Retail ETF
IBUY
$112M
$475K ﹤0.01%
10,733
-355
-3% -$17K
RDVI icon
1297
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.66B
$474K ﹤0.01%
22,500
+5,000
+29% +$110K
POR icon
1298
Portland General Electric
POR
$5.77B
$471K ﹤0.01%
+11,645
New +$528K
DNL icon
1299
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$471K ﹤0.01%
14,084
-2,065
-13% -$72.8K
CGGR icon
1300
Capital Group Growth ETF
CGGR
$25.3B
$468K ﹤0.01%
+19,097
New +$485K
50 51
52
53 54

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.