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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAMP icon
1276
LiveRamp
RAMP
$2.3B
$587K ﹤0.01%
20,553
-16,947
-45% -$420K
ILF icon
1277
iShares Latin America 40 ETF
ILF
$3.84B
$587K ﹤0.01%
21,597
+313
+1% +$7.97K
EPI icon
1278
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$586K ﹤0.01%
16,852
-3,529
-17% -$117K
GUNR icon
1279
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.28B
$586K ﹤0.01%
14,631
-1,461
-9% -$60.3K
DFAT icon
1280
Dimensional US Targeted Value ETF
DFAT
$14.8B
$585K ﹤0.01%
12,621
-1,432
-10% -$62.8K
DIM icon
1281
WisdomTree International MidCap Dividend Fund
DIM
$169M
$585K ﹤0.01%
10,165
+16
+0.2% +$945
SHYD icon
1282
VanEck Short High Yield Muni ETF
SHYD
$453M
$584K ﹤0.01%
26,205
+7
+0% +$156
PSMJ icon
1283
Pacer Swan SOS Moderate July ETF
PSMJ
$95.5M
$582K ﹤0.01%
24,693
– –
EQNR icon
1284
Equinor
EQNR
$92.4B
$582K ﹤0.01%
19,920
-2,929
-13% -$83.4K
DNL icon
1285
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$495M
$578K ﹤0.01%
16,149
+6,199
+62% +$221K
WDI
1286
Western Asset Diversified Income Fund
WDI
$678M
$572K ﹤0.01%
42,438
+26,438
+165% +$352K
AGR
1287
DELISTED
Avangrid, Inc.
AGR
$571K ﹤0.01%
15,157
+40
+0.3% +$1.57K
GOF icon
1288
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
$570K ﹤0.01%
35,848
-17,043
-32% -$272K
MHD icon
1289
BlackRock MuniHoldings Fund
MHD
$606M
$570K ﹤0.01%
48,968
+71
+0.1% +$826
SMLF icon
1290
iShares US Small Cap Equity Factor ETF
SMLF
$4.24B
$569K ﹤0.01%
10,606
+6
+0.1% +$305
ETV
1291
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$567K ﹤0.01%
44,363
+17,580
+66% +$218K
TSLX icon
1292
Sixth Street Specialty
TSLX
$1.75B
$564K ﹤0.01%
30,165
+3,810
+14% +$69.4K
EOI
1293
Eaton Vance Enhanced Equity Income Fund
EOI
$822M
$563K ﹤0.01%
34,167
– –
LGF.A
1294
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$563K ﹤0.01%
63,714
-9,786
-13% -$103K
SUSA icon
1295
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$561K ﹤0.01%
5,988
+1,112
+23% +$98.8K
WTRG icon
1296
Essential Utilities
WTRG
$11.3B
$560K ﹤0.01%
14,042
-568
-4% -$23.8K
XME icon
1297
State Street SPDR S&P Metals & Mining ETF
XME
$4.29B
$560K ﹤0.01%
11,009
-754
-6% -$37K
EWC icon
1298
iShares MSCI Canada ETF
EWC
$6.27B
$558K ﹤0.01%
15,953
-1,459
-8% -$50.5K
EES icon
1299
WisdomTree US SmallCap Earnings Fund
EES
$732M
$558K ﹤0.01%
12,449
-28
-0.2% -$1.19K
BLV icon
1300
Vanguard Long-Term Bond ETF
BLV
$5.75B
$557K ﹤0.01%
7,434
-362
-5% -$27.2K
50 51
52
53 54

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.