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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
1276
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$490K ﹤0.01%
34,757
+11,533
+50% +$181K
SCHO icon
1277
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$490K ﹤0.01%
20,330
+796
+4% +$19.5K
TM icon
1278
Toyota
TM
$225B
$490K ﹤0.01%
3,768
-137
-4% -$20.8K
RIVN icon
1279
Rivian
RIVN
$23.2B
$489K ﹤0.01%
14,872
+5,903
+66% +$201K
EES icon
1280
WisdomTree US SmallCap Earnings Fund
EES
$731M
$488K ﹤0.01%
12,473
-1,972
-14% -$85.9K
PSMJ icon
1281
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$488K ﹤0.01%
+24,693
New +$514K
NLY icon
1282
Annaly Capital Management
NLY
$17.4B
$487K ﹤0.01%
28,422
+4,749
+20% +$120K
LAZR
1283
DELISTED
Luminar Technologies
LAZR
$481K ﹤0.01%
4,409
+4,330
+5,481% +$517K
DIM icon
1284
WisdomTree International MidCap Dividend Fund
DIM
$170M
$480K ﹤0.01%
10,138
+1,504
+17% +$81.7K
BCD icon
1285
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$404M
$479K ﹤0.01%
13,800
-1,300
-9% -$47.4K
DLS icon
1286
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$479K ﹤0.01%
9,330
-1,462
-14% -$85.1K
REMX icon
1287
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
$475K ﹤0.01%
5,714
-39,345
-87% -$3.64M
EWZ icon
1288
iShares MSCI Brazil ETF
EWZ
$8.95B
$474K ﹤0.01%
16,045
+12,101
+307% +$357K
IYC icon
1289
iShares US Consumer Discretionary ETF
IYC
$1.23B
$474K ﹤0.01%
8,159
+2
+0% +$127
GWW icon
1290
W.W. Grainger
GWW
$60.2B
$471K ﹤0.01%
964
+389
+68% +$205K
BLV icon
1291
Vanguard Long-Term Bond ETF
BLV
$5.75B
$470K ﹤0.01%
6,533
-628
-9% -$49.7K
JD icon
1292
JD.com
JD
$44.5B
$469K ﹤0.01%
9,341
+1,016
+12% +$60.2K
AOR icon
1293
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$468K ﹤0.01%
10,452
+2,236
+27% +$108K
BUD icon
1294
AB InBev
BUD
$165B
$468K ﹤0.01%
10,386
-58
-0.6% -$3K
SKIN icon
1295
SkinHealth Systems
SKIN
$85.7M
$468K ﹤0.01%
39,712
– –
BBCA icon
1296
JPMorgan BetaBuilders Canada ETF
BBCA
$11.2B
$466K ﹤0.01%
8,734
-1,285
-13% -$76.3K
NID
1297
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$466K ﹤0.01%
37,694
– –
RSPG icon
1298
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$546M
$465K ﹤0.01%
7,637
– –
UTL icon
1299
Unitil
UTL
$980M
$464K ﹤0.01%
10,003
+3
+0% +$162
NMAI icon
1300
Nuveen Multi-Asset Income Fund
NMAI
$485M
$460K ﹤0.01%
40,419
+30,399
+303% +$406K
50 51
52
53 54

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.