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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DMO
1276
Western Asset Mortgage Opportunity Fund
DMO
$120M
| $476K | ﹤0.01% |
30,824
-798
| -3% | -$12.6K |
|
1277
Lyft
LYFT
$6.63B
| $476K | ﹤0.01% |
8,890
+240
| +3% | +$12.7K |
|
1278
Omega Healthcare
OHI
$14.7B
| $476K | ﹤0.01% |
15,939
-8,595
| -35% | -$296K |
|
1279
Sonos
SONO
$1.85B
| $476K | ﹤0.01% |
14,742
-4,161
| -22% | -$150K |
|
1280
iShares China Large-Cap ETF
FXI
$4.31B
| $472K | ﹤0.01% |
12,129
+2,699
| +29% | +$112K |
|
|
GTY
1281
Getty Realty Corp
GTY
$2.07B
| $470K | ﹤0.01% |
16,050
+15,550
| +3,110% | +$486K |
|
1282
Boston Properties
BXP
$11.1B
| $469K | ﹤0.01% |
4,329
+1,214
| +39% | +$139K |
|
|
HQH
1283
abrdn Healthcare Investors
HQH
$1.32B
| $467K | ﹤0.01% |
18,273
+15,760
| +627% | +$415K |
|
1284
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
| $467K | ﹤0.01% |
13,316
-2,497
| -16% | -$88.8K |
|
|
FCAX
1285
DELISTED
Fortress Capital Acquisition Corp.
FCAX
| $466K | ﹤0.01% |
+47,700
| New | +$465K |
|
1286
Prudential
PUK
$35.2B
| $465K | ﹤0.01% |
11,899
+2,634
| +28% | +$102K |
|
1287
Freshpet
FRPT
$3.22B
| $464K | ﹤0.01% |
3,255
+38
| +1% | +$5.43K |
|
1288
Amplify Blockchain Technology ETF
BLOK
$1.07B
| $462K | ﹤0.01% |
10,365
+300
| +3% | +$14.1K |
|
1289
iShares US Transportation ETF
IYT
$2.29B
| $462K | ﹤0.01% |
7,604
+1,460
| +24% | +$92.3K |
|
|
DNMR
1290
DELISTED
Danimer Scientific, Inc.
DNMR
| $461K | ﹤0.01% |
707
+649
| +1,119% | +$477K |
|
1291
Mission Produce
AVO
$1.17B
| $460K | ﹤0.01% |
25,065
+7,565
| +43% | +$149K |
|
1292
Houlihan Lokey
HLI
$9.02B
| $459K | ﹤0.01% |
4,991
+341
| +7% | +$29.9K |
|
1293
Hartford Financial Services
HIG
$39.3B
| $458K | ﹤0.01% |
6,537
-55
| -0.8% | -$3.64K |
|
1294
Annaly Capital Management
NLY
$17.4B
| $458K | ﹤0.01% |
13,642
+1,169
| +9% | +$40.2K |
|
1295
Intellia Therapeutics
NTLA
$1.67B
| $457K | ﹤0.01% |
3,407
+2,727
| +401% | +$413K |
|
1296
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
| $456K | ﹤0.01% |
8,226
-629
| -7% | -$35.5K |
|
|
SWT
1297
DELISTED
Stanley Black & Decker, Inc.
SWT
| $456K | ﹤0.01% |
4,334
-510
| -11% | -$59K |
|
1298
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
| $455K | ﹤0.01% |
7,640
+5,078
| +198% | +$313K |
|
1299
WisdomTree US Total Dividend Fund
DTD
$1.69B
| $455K | ﹤0.01% |
7,764
+1,492
| +24% | +$90.2K |
|
|
THS
1300
DELISTED
Treehouse Foods
THS
| $454K | ﹤0.01% |
11,400
| – | – |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.