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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
1276
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$95K ﹤0.01%
1,020
– –
IWV icon
1277
iShares Russell 3000 ETF
IWV
$20.4B
$95K ﹤0.01%
488
– –
LBRDA icon
1278
Liberty Broadband Class A
LBRDA
$5.16B
$95K ﹤0.01%
673
-80
-11% -$10.8K
CNH
1279
CNH Industrial
CNH
$17.5B
$95K ﹤0.01%
14,089
+2,399
+21% +$15.9K
TGP
1280
DELISTED
Teekay LNG Partners L.P.
TGP
$95K ﹤0.01%
9,090
-1
-0% -$11
EBS icon
1281
Emergent Biosolutions
EBS
$248M
$94K ﹤0.01%
919
-44
-5% -$4.74K
LEGR icon
1282
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$94K ﹤0.01%
3,026
+8
+0.3% +$252
EHT
1283
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$94K ﹤0.01%
10,000
– –
SPFF icon
1284
Global X SuperIncome Preferred ETF
SPFF
$141M
$93K ﹤0.01%
8,450
– –
FEN
1285
DELISTED
First Trust Energy Income and Growth Fund
FEN
$93K ﹤0.01%
10,370
-54,240
-84% -$540K
BBY icon
1286
Best Buy
BBY
$17.3B
$92K ﹤0.01%
831
+466
+128% +$47.7K
BOKF icon
1287
BOK Financial
BOKF
$8.74B
$92K ﹤0.01%
1,796
+1,027
+134% +$56.5K
FBIN icon
1288
Fortune Brands Innovations
FBIN
$6.06B
$92K ﹤0.01%
1,254
+421
+51% +$28.2K
WAB icon
1289
Wabtec
WAB
$49.3B
$92K ﹤0.01%
1,512
-1,232
-45% -$79K
PSR icon
1290
Invesco Active US Real Estate Fund
PSR
$60M
$91K ﹤0.01%
1,132
+12
+1% +$988
CID
1291
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$91K ﹤0.01%
3,532
+397
+13% +$10.5K
AVB icon
1292
AvalonBay Communities
AVB
$26.8B
$90K ﹤0.01%
608
-310
-34% -$47.4K
CGW icon
1293
Invesco S&P Global Water Index ETF
CGW
$1.08B
$90K ﹤0.01%
2,195
– –
NUW icon
1294
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$90K ﹤0.01%
5,639
+21
+0.4% +$336
SPTL icon
1295
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$90K ﹤0.01%
1,931
+235
+14% +$11.1K
GSKY
1296
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$90K ﹤0.01%
20,423
– –
MEN
1297
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$90K ﹤0.01%
8,000
– –
DNLI icon
1298
Denali Therapeutics
DNLI
$3.97B
$89K ﹤0.01%
+2,500
New +$75.3K
ETW
1299
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$89K ﹤0.01%
10,432
+767
+8% +$6.78K
OPP
1300
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$89K ﹤0.01%
6,578
– –
50 51
52
53 54

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.