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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSOS icon
1251
AdvisorShares Pure US Cannabis ETF
MSOS
$874M
$636K ﹤0.01%
114,842
-7,500
-6% -$41.1K
BME icon
1252
BlackRock Health Sciences Trust
BME
$562M
$635K ﹤0.01%
15,634
+150
+1% +$6.17K
SCHB icon
1253
Schwab US Broad Market ETF
SCHB
$44.5B
$627K ﹤0.01%
36,408
-3,699
-9% -$60.3K
SMDV icon
1254
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$624K ﹤0.01%
10,548
+2,304
+28% +$136K
AMJ
1255
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$623K ﹤0.01%
27,190
+550
+2% +$12.4K
BUI icon
1256
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$716M
$620K ﹤0.01%
28,146
-507
-2% -$11.5K
PWV icon
1257
Invesco Large Cap Value ETF
PWV
$1.72B
$620K ﹤0.01%
13,289
-10
-0.1% -$453
FYX icon
1258
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$619K ﹤0.01%
7,528
+5,005
+198% +$395K
IYC icon
1259
iShares US Consumer Discretionary ETF
IYC
$1.21B
$617K ﹤0.01%
8,669
+88
+1% +$5.78K
EXPE icon
1260
Expedia Group
EXPE
$36.8B
$615K ﹤0.01%
5,620
-16
-0.3% -$1.57K
BCE icon
1261
BCE
BCE
$21.2B
$614K ﹤0.01%
13,478
+1,462
+12% +$68.1K
PBE icon
1262
Invesco Biotechnology & Genome ETF
PBE
$287M
$613K ﹤0.01%
10,000
– –
CSIQ icon
1263
Canadian Solar
CSIQ
$1.05B
$610K ﹤0.01%
+15,758
New +$611K
DEUS icon
1264
Xtrackers Russell US Multifactor ETF
DEUS
$303M
$609K ﹤0.01%
13,560
+65
+0.5% +$2.8K
BERY
1265
DELISTED
Berry Global Group, Inc.
BERY
$608K ﹤0.01%
10,282
-533
-5% -$29.1K
ECC
1266
Eagle Point Credit Company
ECC
$516M
$606K ﹤0.01%
59,638
+14,083
+31% +$153K
OMC icon
1267
Omnicom Group
OMC
$22.6B
$604K ﹤0.01%
6,892
+1,058
+18% +$98.2K
TMDX icon
1268
Transmedics
TMDX
$2.78B
$603K ﹤0.01%
8,533
+4,764
+126% +$365K
VGLT icon
1269
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$597K ﹤0.01%
9,780
-8,047
-45% -$516K
DNP icon
1270
DNP Select Income Fund
DNP
$4.05B
$597K ﹤0.01%
+56,927
New +$595K
BXP icon
1271
Boston Properties
BXP
$11B
$592K ﹤0.01%
10,279
+1,923
+23% +$100K
QGRO icon
1272
American Century US Quality Growth ETF
QGRO
$2B
$592K ﹤0.01%
8,561
-194
-2% -$12.6K
PMM
1273
Franklin Managed Municipal Income Trust
PMM
$270M
$589K ﹤0.01%
96,718
+5,065
+6% +$30.2K
CHWY icon
1274
Chewy
CHWY
$9.59B
$589K ﹤0.01%
14,923
+77
+0.5% +$2.68K
PTY icon
1275
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$588K ﹤0.01%
41,996
-18,138
-30% -$235K
49 50
51
52 53

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.