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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
1251
Western Midstream Partners
WES
$19.3B
$510K ﹤0.01%
24,342
+227
+0.9% +$4.52K
VNM icon
1252
VanEck Vietnam ETF
VNM
$504M
$508K ﹤0.01%
26,424
-350
-1% -$6.88K
ITUB icon
1253
Itaú Unibanco
ITUB
$87.5B
$506K ﹤0.01%
132,458
-200,311
-60% -$820K
SCHB icon
1254
Schwab US Broad Market ETF
SCHB
$44.9B
$505K ﹤0.01%
29,214
+12,858
+79% +$229K
BUD icon
1255
AB InBev
BUD
$165B
$501K ﹤0.01%
8,901
+98
+1% +$6.15K
KR icon
1256
Kroger
KR
$34.8B
$501K ﹤0.01%
12,418
+8,407
+210% +$353K
CLAA
1257
DELISTED
Colonnade Acquisition Corp. II
CLAA
$501K ﹤0.01%
+51,292
New +$500K
DEED icon
1258
First Trust Securitized Plus ETF
DEED
$64.5M
$500K ﹤0.01%
19,300
+9,286
+93% +$242K
DEUS icon
1259
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$500K ﹤0.01%
11,350
+68
+0.6% +$3.07K
DSI icon
1260
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$500K ﹤0.01%
6,026
+1,472
+32% +$126K
CLIM
1261
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$499K ﹤0.01%
+51,040
New +$497K
IYK icon
1262
iShares US Consumer Staples ETF
IYK
$1.41B
$497K ﹤0.01%
8,304
-210
-2% -$12.9K
DASH icon
1263
DoorDash
DASH
$93.7B
$496K ﹤0.01%
2,410
+2,301
+2,111% +$440K
MMIT icon
1264
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$496K ﹤0.01%
+18,598
New +$501K
SUSC icon
1265
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$496K ﹤0.01%
18,051
+2,112
+13% +$58.9K
CADE
1266
DELISTED
Cadence Bancorporation
CADE
$496K ﹤0.01%
22,616
+22,334
+7,920% +$456K
KBE icon
1267
State Street SPDR S&P Bank ETF
KBE
$1.66B
$494K ﹤0.01%
9,341
+10
+0.1% +$508
PGF icon
1268
Invesco Financial Preferred ETF
PGF
$674M
$490K ﹤0.01%
25,904
+147
+0.6% +$2.81K
DIDI
1269
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$490K ﹤0.01%
62,932
+50,032
+388% +$472K
DFNL icon
1270
Davis Select Financial ETF
DFNL
$491M
$489K ﹤0.01%
16,106
– –
EFAS icon
1271
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.1M
$489K ﹤0.01%
32,000
– –
JCI icon
1272
Johnson Controls International
JCI
$92.2B
$485K ﹤0.01%
7,136
-985
-12% -$71.2K
DTH icon
1273
WisdomTree International High Dividend Fund
DTH
$663M
$484K ﹤0.01%
12,785
+2,878
+29% +$114K
BSCN
1274
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$483K ﹤0.01%
22,332
-35
-0.2% -$760
SASR
1275
DELISTED
Sandy Spring Bancorp Inc
SASR
$481K ﹤0.01%
10,500
– –
49 50
51
52 53

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.