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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTL icon
1251
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$80K ﹤0.01%
1,696
+626
+59% +$29.5K
MCA
1252
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$80K ﹤0.01%
+5,758
New +$77.1K
FLRN icon
1253
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$79K ﹤0.01%
2,581
– –
NQP
1254
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$79K ﹤0.01%
+5,846
New +$77.2K
NXJ
1255
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$79K ﹤0.01%
+5,928
New +$77.9K
GAP
1256
The Gap Inc
GAP
$7.37B
$79K ﹤0.01%
+6,276
New +$56.5K
NUM
1257
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$79K ﹤0.01%
+5,770
New +$77.2K
CID
1258
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$79K ﹤0.01%
3,135
-7,968
-72% -$192K
NUO
1259
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$79K ﹤0.01%
+5,232
New +$76.6K
BCE icon
1260
BCE
BCE
$21.2B
$78K ﹤0.01%
1,873
+688
+58% +$28.3K
BUD icon
1261
AB InBev
BUD
$165B
$78K ﹤0.01%
1,580
-9,633
-86% -$450K
NWL icon
1262
Newell Brands
NWL
$2.56B
$78K ﹤0.01%
4,942
+4,275
+641% +$58.7K
VCTR icon
1263
Victory Capital Holdings
VCTR
$6.65B
$78K ﹤0.01%
4,512
+380
+9% +$5.96K
NUVA
1264
DELISTED
NuVasive, Inc.
NUVA
$78K ﹤0.01%
1,401
-19
-1% -$1.1K
DLB icon
1265
Dolby
DLB
$5.79B
$77K ﹤0.01%
1,176
+71
+6% +$4.25K
ESGU icon
1266
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$77K ﹤0.01%
1,096
+1,048
+2,183% +$69K
FCT
1267
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$77K ﹤0.01%
7,091
– –
MAV
1268
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$77K ﹤0.01%
+7,354
New +$76.2K
EBS icon
1269
Emergent Biosolutions
EBS
$248M
$76K ﹤0.01%
963
+510
+113% +$38K
NCV
1270
Virtus Convertible & Income Fund
NCV
$390M
$76K ﹤0.01%
4,336
– –
STPZ icon
1271
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$76K ﹤0.01%
+1,425
New +$75K
BBBY
1272
DELISTED
Bed Bath & Beyond Inc
BBBY
$76K ﹤0.01%
7,200
-48,351
-87% -$333K
FRC
1273
DELISTED
First Republic Bank
FRC
$76K ﹤0.01%
714
+521
+270% +$53.5K
EWBC icon
1274
East-West Bancorp
EWBC
$18B
$75K ﹤0.01%
2,063
+1,495
+263% +$49.9K
VXRT
1275
DELISTED
Vaxart
VXRT
$75K ﹤0.01%
+8,500
New +$24.4K
49 50
51
52 53

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.