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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFF icon
1226
International Flavors & Fragrances
IFF
$21.9B
$108K ﹤0.01%
889
-180
-17% -$22.4K
ILF icon
1227
iShares Latin America 40 ETF
ILF
$3.83B
$108K ﹤0.01%
5,139
– –
QLC icon
1228
FlexShares US Quality Large Cap Index Fund
QLC
$1.05B
$108K ﹤0.01%
2,963
– –
CAH icon
1229
Cardinal Health
CAH
$55.4B
$107K ﹤0.01%
2,293
+700
+44% +$35.9K
CCJ icon
1230
Cameco
CCJ
$42.4B
$107K ﹤0.01%
10,600
– –
MJ icon
1231
Amplify Alternative Harvest ETF
MJ
$105M
$107K ﹤0.01%
864
+747
+638% +$111K
OSK icon
1232
Oshkosh
OSK
$9.59B
$107K ﹤0.01%
1,461
-65
-4% -$5K
STLD icon
1233
Steel Dynamics
STLD
$37.6B
$107K ﹤0.01%
3,751
+3,487
+1,321% +$100K
BBBY
1234
DELISTED
Bed Bath & Beyond Inc
BBBY
$107K ﹤0.01%
7,200
– –
OCSL icon
1235
Oaktree Specialty Lending
OCSL
$1.14B
$106K ﹤0.01%
+7,367
New +$105K
PAYC icon
1236
Paycom
PAYC
$9.69B
$106K ﹤0.01%
342
+115
+51% +$33.6K
HPS
1237
John Hancock Preferred Income Fund III
HPS
$458M
$105K ﹤0.01%
6,600
– –
PHT
1238
DELISTED
Pioneer High Income Fund
PHT
$105K ﹤0.01%
13,288
– –
VALE icon
1239
Vale
VALE
$62.6B
$105K ﹤0.01%
10,000
-496
-5% -$5.57K
BSCO
1240
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$105K ﹤0.01%
4,762
– –
CSGP icon
1241
CoStar Group
CSGP
$12.3B
$104K ﹤0.01%
1,230
-1,460
-54% -$116K
GLIBA
1242
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$104K ﹤0.01%
1,273
-108
-8% -$8.51K
IXC icon
1243
iShares Global Energy ETF
IXC
$2.62B
$103K ﹤0.01%
6,281
– –
SDGR icon
1244
Schrodinger
SDGR
$1.36B
$103K ﹤0.01%
2,195
+1,295
+144% +$89K
UNFI icon
1245
United Natural Foods
UNFI
$2.85B
$103K ﹤0.01%
6,975
– –
VKI icon
1246
Invesco Advantage Municipal Income Trust II
VKI
$401M
$102K ﹤0.01%
9,500
+5,000
+111% +$54.5K
SIEN
1247
DELISTED
Sientra, Inc.
SIEN
$102K ﹤0.01%
3,000
– –
CHKP icon
1248
Check Point Software Technologies
CHKP
$13.1B
$101K ﹤0.01%
842
-68
-7% -$8.3K
LEA icon
1249
Lear
LEA
$8.18B
$101K ﹤0.01%
934
-49
-5% -$5.58K
PASG icon
1250
Passage Bio
PASG
$14.1M
$101K ﹤0.01%
387
+161
+71% +$55.4K
48 49
50
51 52

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.