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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
L icon
1226
Loews
L
$23.6B
$51K ﹤0.01%
1,453
+1,360
+1,462% +$64.1K
SCHP icon
1227
Schwab US TIPS ETF
SCHP
$16.2B
$51K ﹤0.01%
1,776
-3,064
-63% -$87.7K
SFIX
1228
Stitch Fix
SFIX
$560M
$51K ﹤0.01%
4,050
+3,000
+286% +$65.1K
SPSB icon
1229
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$51K ﹤0.01%
1,679
– –
SPTL icon
1230
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$51K ﹤0.01%
1,070
– –
CCD
1231
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$50K ﹤0.01%
3,000
– –
DVA icon
1232
DaVita
DVA
$11.7B
$50K ﹤0.01%
651
+469
+258% +$36.9K
MC icon
1233
Moelis & Co
MC
$4.94B
$50K ﹤0.01%
+1,765
New +$57.9K
OPI
1234
DELISTED
Office Properties Income Trust
OPI
$50K ﹤0.01%
1,825
– –
PCEF icon
1235
Invesco CEF Income Composite ETF
PCEF
$813M
$50K ﹤0.01%
+2,835
New +$61.4K
PHYS icon
1236
Sprott Physical Gold
PHYS
$15.7B
$50K ﹤0.01%
3,800
– –
VOYA icon
1237
Voya Financial
VOYA
$9.19B
$50K ﹤0.01%
1,240
+891
+255% +$48.6K
WIX icon
1238
WIX.com
WIX
$2.52B
$50K ﹤0.01%
499
+320
+179% +$41.8K
GWPH
1239
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$50K ﹤0.01%
567
-2,297
-80% -$243K
CHIQ icon
1240
Global X MSCI China Consumer Discretionary ETF
CHIQ
$125M
$49K ﹤0.01%
+3,000
New +$53.8K
EWY icon
1241
iShares MSCI South Korea ETF
EWY
$25.7B
$49K ﹤0.01%
1,046
-5,055
-83% -$284K
FBT icon
1242
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$49K ﹤0.01%
370
– –
REAL icon
1243
The RealReal
REAL
$1.5B
$49K ﹤0.01%
7,000
+6,994
+116,567% +$95.3K
WEN icon
1244
Wendy's
WEN
$1.46B
$49K ﹤0.01%
+3,319
New +$65.3K
WPC icon
1245
W.P. Carey
WPC
$16.4B
$49K ﹤0.01%
+860
New +$65.2K
BSJK
1246
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$49K ﹤0.01%
+2,114
New +$49.8K
BCE icon
1247
BCE
BCE
$21.2B
$48K ﹤0.01%
1,185
-567
-32% -$25.4K
PNW icon
1248
Pinnacle West Capital
PNW
$12.2B
$48K ﹤0.01%
639
-361
-36% -$32.7K
SXI icon
1249
Standex International
SXI
$4.12B
$48K ﹤0.01%
971
– –
VGIT icon
1250
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$48K ﹤0.01%
+675
New +$45.8K
48 49
50
51 52

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.