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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
1201
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.18M ﹤0.01%
+10,793
New +$1.14M
NLY icon
1202
Annaly Capital Management
NLY
$17.4B
$1.18M ﹤0.01%
60,030
+942
+2% +$18.2K
UAL icon
1203
United Airlines
UAL
$42.1B
$1.18M ﹤0.01%
24,654
+1,150
+5% +$49.3K
GAB icon
1204
Gabelli Equity Trust
GAB
$1.79B
$1.18M ﹤0.01%
212,918
+859
+0.4% +$4.55K
JNK icon
1205
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.17M ﹤0.01%
12,256
-7,400
-38% -$700K
IOO icon
1206
iShares Global 100 ETF
IOO
$9.25B
$1.17M ﹤0.01%
13,039
+1,296
+11% +$110K
FTA icon
1207
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$1.16M ﹤0.01%
15,232
-944
-6% -$67.7K
PFFV icon
1208
Global X Variable Rate Preferred ETF
PFFV
$304M
$1.15M ﹤0.01%
48,711
+2,912
+6% +$68.7K
LAZR
1209
DELISTED
Luminar Technologies
LAZR
$1.15M ﹤0.01%
38,950
-707
-2% -$25.8K
VKQ icon
1210
Invesco Municipal Trust
VKQ
$551M
$1.15M ﹤0.01%
118,577
-24,173
-17% -$230K
BBAX icon
1211
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
$1.15M ﹤0.01%
23,873
+5,625
+31% +$269K
RF icon
1212
Regions Financial
RF
$26.8B
$1.15M ﹤0.01%
54,588
+150
+0.3% +$2.84K
SIVR icon
1213
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$1.15M ﹤0.01%
48,230
-664
-1% -$14.8K
SMAR
1214
DELISTED
Smartsheet Inc.
SMAR
$1.15M ﹤0.01%
+29,781
New +$1.3M
ONON icon
1215
On Holding
ONON
$12.5B
$1.14M ﹤0.01%
32,151
+16,107
+100% +$492K
SCHB icon
1216
Schwab US Broad Market ETF
SCHB
$44.9B
$1.13M ﹤0.01%
55,674
-5,565
-9% -$108K
APA icon
1217
APA Corp
APA
$13.2B
$1.13M ﹤0.01%
32,846
-92,856
-74% -$2.94M
EFG icon
1218
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$1.13M ﹤0.01%
10,868
-661
-6% -$65.8K
AMJ
1219
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.12M ﹤0.01%
39,455
– –
ACM icon
1220
Aecom
ACM
$9.75B
$1.12M ﹤0.01%
+11,408
New +$1.03M
BROS icon
1221
Dutch Bros
BROS
$9.26B
$1.12M ﹤0.01%
33,829
+11,453
+51% +$338K
MMU
1222
Western Asset Managed Municipals Fund
MMU
$554M
$1.11M ﹤0.01%
106,688
+67,211
+170% +$684K
ADM icon
1223
Archer Daniels Midland
ADM
$36.9B
$1.11M ﹤0.01%
17,744
-69,512
-80% -$4.08M
RWL icon
1224
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$1.11M ﹤0.01%
11,855
+26
+0.2% +$2.3K
SEIC icon
1225
SEI Investments
SEIC
$12.6B
$1.11M ﹤0.01%
+15,385
New +$1.02M
47 48
49
50 51

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NAMI
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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.