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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
1201
DELISTED
US Steel
X
$492K ﹤0.01%
20,501
+5,901
+40% +$145K
SCHO icon
1202
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$488K ﹤0.01%
19,058
-84
-0.4% -$2.15K
TWO
1203
Two Harbors Investment
TWO
$1.26B
$488K ﹤0.01%
16,164
– –
PFPT
1204
DELISTED
Proofpoint, Inc.
PFPT
$487K ﹤0.01%
2,804
-16,594
-86% -$2.69M
BSCN
1205
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$486K ﹤0.01%
22,367
– –
DFNL icon
1206
Davis Select Financial ETF
DFNL
$491M
$483K ﹤0.01%
16,106
– –
SPTS icon
1207
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$480K ﹤0.01%
15,689
+2,594
+20% +$79.5K
CNH
1208
CNH Industrial
CNH
$17.4B
$480K ﹤0.01%
33,111
+11,258
+52% +$161K
BLOK icon
1209
Amplify Blockchain Technology ETF
BLOK
$1.07B
$479K ﹤0.01%
10,065
+534
+6% +$26.1K
MOMO
1210
Hello Group
MOMO
$855M
$479K ﹤0.01%
31,374
-266
-0.8% -$3.92K
ANSS
1211
DELISTED
Ansys
ANSS
$478K ﹤0.01%
1,381
-374
-21% -$129K
ICOW icon
1212
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.84B
$478K ﹤0.01%
+14,696
New +$481K
KBE icon
1213
State Street SPDR S&P Bank ETF
KBE
$1.66B
$478K ﹤0.01%
9,331
+576
+7% +$30.7K
NFE icon
1214
New Fortress Energy
NFE
$98M
$476K ﹤0.01%
12,574
+12,500
+16,892% +$535K
SMDV icon
1215
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$476K ﹤0.01%
7,489
+3,764
+101% +$249K
ULTA icon
1216
Ulta Beauty
ULTA
$23.2B
$473K ﹤0.01%
1,370
-208
-13% -$68.2K
GSLC icon
1217
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$469K ﹤0.01%
5,458
+368
+7% +$30.7K
QCLN icon
1218
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$469K ﹤0.01%
6,801
+3,681
+118% +$234K
JHEM icon
1219
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.01B
$467K ﹤0.01%
14,742
+272
+2% +$8.52K
OXY.WS icon
1220
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$465K ﹤0.01%
33,507
+32,190
+2,444% +$371K
NXTG icon
1221
First Trust Indxx NextG ETF
NXTG
$556M
$463K ﹤0.01%
6,068
+5,918
+3,945% +$442K
ONLN icon
1222
ProShares Online Retail ETF
ONLN
$65.6M
$463K ﹤0.01%
5,732
+1,404
+32% +$110K
SCHA icon
1223
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$463K ﹤0.01%
17,816
+4,076
+30% +$104K
SASR
1224
DELISTED
Sandy Spring Bancorp Inc
SASR
$463K ﹤0.01%
10,500
– –
SHYD icon
1225
VanEck Short High Yield Muni ETF
SHYD
$453M
$462K ﹤0.01%
18,169
+14,057
+342% +$354K
47 48
49
50 51

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.