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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPP
1201
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$90K ﹤0.01%
6,578
+1,518
+30% +$20.1K
PSR icon
1202
Invesco Active US Real Estate Fund
PSR
$60M
$90K ﹤0.01%
1,120
+9
+0.8% +$701
LEGR icon
1203
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$89K ﹤0.01%
3,018
+15
+0.5% +$414
SHV icon
1204
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$89K ﹤0.01%
796
+411
+107% +$45.5K
SPFF icon
1205
Global X SuperIncome Preferred ETF
SPFF
$142M
$89K ﹤0.01%
8,450
– –
TCRT icon
1206
Alaunos Therapeutics
TCRT
$4.86M
$89K ﹤0.01%
180
+155
+620% +$69.1K
HES
1207
DELISTED
Hess
HES
$88K ﹤0.01%
1,700
-1,722
-50% -$78.8K
IWV icon
1208
iShares Russell 3000 ETF
IWV
$20.3B
$88K ﹤0.01%
488
– –
NUW icon
1209
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$88K ﹤0.01%
+5,618
New +$84.5K
MEN
1210
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$88K ﹤0.01%
8,000
+2,000
+33% +$21K
EGBN icon
1211
Eagle Bancorp
EGBN
$845M
$87K ﹤0.01%
2,655
-26
-1% -$829
GNR icon
1212
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$87K ﹤0.01%
2,355
– –
HII icon
1213
Huntington Ingalls Industries
HII
$12.8B
$87K ﹤0.01%
497
-30
-6% -$5.57K
PML
1214
PIMCO Municipal Income Fund II
PML
$493M
$87K ﹤0.01%
6,500
– –
WCN
1215
Waste Connections
WCN
$42B
$87K ﹤0.01%
929
+846
+1,019% +$75.4K
ARKW icon
1216
ARK Web x.0 ETF
ARKW
$1.76B
$86K ﹤0.01%
+1,017
New +$71.5K
FPX icon
1217
First Trust US Equity Opportunities ETF
FPX
$1.51B
$86K ﹤0.01%
1,025
– –
PTNQ icon
1218
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$86K ﹤0.01%
2,017
– –
SHOO icon
1219
Steven Madden
SHOO
$3.55B
$86K ﹤0.01%
3,500
-1,225
-26% -$28.7K
SJM icon
1220
J.M. Smucker
SJM
$12.8B
$86K ﹤0.01%
809
+649
+406% +$72.9K
USHY icon
1221
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$86K ﹤0.01%
2,246
+515
+30% +$19.2K
TVRD
1222
Tvardi Therapeutics
TVRD
$23.4M
$86K ﹤0.01%
139
– –
BMY.RT
1223
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$86K ﹤0.01%
24,045
-574
-2% -$2.07K
AWF
1224
AllianceBernstein Global High Income Fund
AWF
$872M
$85K ﹤0.01%
8,409
+1,569
+23% +$15.4K
BRG
1225
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$85K ﹤0.01%
10,561
+7
+0.1% +$47
47 48
49
50 51

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.