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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
1201
DELISTED
Noble Energy, Inc.
NBL
$55K ﹤0.01%
9,171
-1,298
-12% -$20.8K
CAF
1202
Morgan Stanley China A Share Fund
CAF
$327M
$54K ﹤0.01%
+3,000
New +$59.9K
EGP icon
1203
EastGroup Properties
EGP
$10.9B
$54K ﹤0.01%
+516
New +$65.2K
FMB icon
1204
First Trust Managed Municipal ETF
FMB
$2.06B
$54K ﹤0.01%
+1,004
New +$55.8K
TMX
1205
DELISTED
Terminix Global Holdings, Inc.
TMX
$54K ﹤0.01%
2,011
+1,739
+639% +$59.3K
AB icon
1206
AllianceBernstein
AB
$3.47B
$53K ﹤0.01%
2,855
– –
DBX icon
1207
Dropbox
DBX
$8.12B
$53K ﹤0.01%
2,903
-5,075
-64% -$92.3K
ESGE icon
1208
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$53K ﹤0.01%
+1,938
New +$64K
ETW
1209
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$53K ﹤0.01%
7,115
– –
FXU icon
1210
First Trust Utilities AlphaDEX Fund
FXU
$825M
$53K ﹤0.01%
2,139
+175
+9% +$4.96K
HIG icon
1211
Hartford Financial Services
HIG
$39.3B
$53K ﹤0.01%
1,508
-798
-35% -$41.6K
IVZ icon
1212
Invesco
IVZ
$13.9B
$53K ﹤0.01%
5,839
-1,991
-25% -$30.3K
KTB icon
1213
Kontoor Brands
KTB
$4.26B
$53K ﹤0.01%
2,753
+19
+0.7% +$678
NDP
1214
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$53K ﹤0.01%
+5,738
New +$138K
LSXMK
1215
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$53K ﹤0.01%
2,193
-346
-14% -$11.6K
BE icon
1216
Bloom Energy
BE
$64.6B
$52K ﹤0.01%
10,003
+8,200
+455% +$69.5K
BHV icon
1217
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$52K ﹤0.01%
3,519
– –
GPK icon
1218
Graphic Packaging
GPK
$3.58B
$52K ﹤0.01%
4,283
+6
+0.1% +$88
PID icon
1219
Invesco International Dividend Achievers ETF
PID
$919M
$52K ﹤0.01%
4,541
– –
XT icon
1220
iShares Future Exponential Technologies ETF
XT
$3.97B
$52K ﹤0.01%
1,453
– –
ZEN
1221
DELISTED
ZENDESK INC
ZEN
$52K ﹤0.01%
820
+349
+74% +$27.2K
RP
1222
DELISTED
RealPage, Inc.
RP
$52K ﹤0.01%
986
+839
+571% +$47.8K
AMN icon
1223
AMN Healthcare
AMN
$1.4B
$51K ﹤0.01%
870
– –
EAF icon
1224
GrafTech
EAF
$212M
$51K ﹤0.01%
623
+106
+21% +$10.2K
HHH icon
1225
Howard Hughes
HHH
$4.03B
$51K ﹤0.01%
1,062
-94
-8% -$9.42K
47 48
49
50 51

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.