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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
1176
JD.com
JD
$44.5B
$721K ﹤0.01%
10,300
+1,743
+20% +$138K
NKLA
1177
DELISTED
Nikola Corporation Common Stock
NKLA
$721K ﹤0.01%
2,437
+1,216
+100% +$406K
EOS
1178
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$717K ﹤0.01%
29,169
-4,679
-14% -$113K
EES icon
1179
WisdomTree US SmallCap Earnings Fund
EES
$731M
$716K ﹤0.01%
13,932
-208
-1% -$10.6K
CNH
1180
CNH Industrial
CNH
$17.5B
$716K ﹤0.01%
42,404
+2,629
+7% +$40.3K
QQQJ icon
1181
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$715K ﹤0.01%
21,312
-8,278
-28% -$283K
PBE icon
1182
Invesco Biotechnology & Genome ETF
PBE
$292M
$712K ﹤0.01%
10,000
– –
XME icon
1183
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$711K ﹤0.01%
15,892
-96
-0.6% -$4.2K
SPEM icon
1184
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$710K ﹤0.01%
17,128
+485
+3% +$20.7K
UUUU icon
1185
Energy Fuels
UUUU
$3.53B
$710K ﹤0.01%
93,175
+17,175
+23% +$145K
IDNA icon
1186
iShares Genomics Immunology and Healthcare ETF
IDNA
$205M
$708K ﹤0.01%
16,162
+3
+0% +$142
CGNX icon
1187
Cognex
CGNX
$11.3B
$706K ﹤0.01%
9,079
-60
-0.7% -$4.84K
QQQH
1188
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$706K ﹤0.01%
12,650
+46
+0.4% +$2.58K
KNX icon
1189
Knight Transportation
KNX
$11.4B
$705K ﹤0.01%
11,579
-346
-3% -$19.6K
DHS icon
1190
WisdomTree US High Dividend Fund
DHS
$1.58B
$704K ﹤0.01%
8,530
+303
+4% +$24.1K
FCAX
1191
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$703K ﹤0.01%
72,100
+24,400
+51% +$239K
HYLB icon
1192
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$702K ﹤0.01%
17,628
+374
+2% +$14.9K
LAC
1193
DELISTED
Lithium Americas Corp. Common Shares
LAC
$700K ﹤0.01%
24,050
+19,450
+423% +$582K
BBCA icon
1194
JPMorgan BetaBuilders Canada ETF
BBCA
$11.2B
$699K ﹤0.01%
10,419
+70
+0.7% +$4.68K
NMZ icon
1195
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$699K ﹤0.01%
46,275
– –
AGCO icon
1196
AGCO
AGCO
$7.2B
$693K ﹤0.01%
5,976
-467
-7% -$56.7K
RNG icon
1197
RingCentral
RNG
$5.28B
$693K ﹤0.01%
3,702
-6,172
-63% -$1.37M
ICOW icon
1198
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.87B
$691K ﹤0.01%
22,153
+2,375
+12% +$73.6K
ATAXZ
1199
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$691K ﹤0.01%
107,494
-4,744
-4% -$30.5K
HYT icon
1200
BlackRock Corporate High Yield Fund
HYT
$1.37B
$690K ﹤0.01%
55,979
+948
+2% +$11.5K
46 47
48
49 50

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.