We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOO icon
1176
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.27B
$45K ﹤0.01%
588
-18
-3% -$1.32K
BMO icon
1177
Bank of Montreal
BMO
$128B
$44K ﹤0.01%
565
-800
-59% -$60.2K
BYD icon
1178
Boyd Gaming
BYD
$6.19B
$44K ﹤0.01%
1,466
-717
-33% -$20.2K
FNB icon
1179
FNB Corp
FNB
$6.85B
$44K ﹤0.01%
3,512
-821
-19% -$10.1K
IAGG icon
1180
iShares Core International Aggregate Bond Fund
IAGG
$11B
$44K ﹤0.01%
+803
New +$44.2K
SMFG icon
1181
Sumitomo Mitsui Financial
SMFG
$162B
$44K ﹤0.01%
5,928
+535
+10% +$3.85K
STE icon
1182
Steris
STE
$22.3B
$44K ﹤0.01%
289
+108
+60% +$15.8K
TRHC
1183
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$44K ﹤0.01%
+900
New +$42.1K
IAA
1184
DELISTED
IAA, Inc. Common Stock
IAA
$44K ﹤0.01%
934
-81
-8% -$3.41K
LHCG
1185
DELISTED
LHC Group LLC
LHCG
$44K ﹤0.01%
316
-192
-38% -$23.9K
STOR
1186
DELISTED
STORE Capital Corporation
STOR
$44K ﹤0.01%
1,184
+675
+133% +$26.1K
MXIM
1187
DELISTED
Maxim Integrated Products
MXIM
$44K ﹤0.01%
710
+243
+52% +$14.2K
BLDR icon
1188
Builders FirstSource
BLDR
$8.15B
$43K ﹤0.01%
1,703
+54
+3% +$1.29K
MLM icon
1189
Martin Marietta Materials
MLM
$33.3B
$43K ﹤0.01%
154
+93
+152% +$24.8K
SCHX icon
1190
Schwab US Large- Cap ETF
SCHX
$74.2B
$43K ﹤0.01%
3,342
– –
USFD icon
1191
US Foods
USFD
$22B
$43K ﹤0.01%
1,019
+64
+7% +$2.57K
VTA
1192
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$43K ﹤0.01%
3,752
– –
FIBK icon
1193
First Interstate BancSystem
FIBK
$3.72B
$42K ﹤0.01%
1,000
– –
NOV icon
1194
NOV
NOV
$7B
$42K ﹤0.01%
1,685
-306
-15% -$6.89K
SPTL icon
1195
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$42K ﹤0.01%
+1,070
New +$42.8K
QVCGA
1196
DELISTED
QVC Group Inc Series A
QVCGA
$42K ﹤0.01%
103
+41
+66% +$18.5K
NM
1197
DELISTED
Navios Maritime Holdings Inc.
NM
$42K ﹤0.01%
9,270
+2,000
+28% +$9.9K
EMCG
1198
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$42K ﹤0.01%
1,799
+8
+0.4% +$178
BXP icon
1199
Boston Properties
BXP
$11.1B
$41K ﹤0.01%
301
+15
+5% +$2.02K
MOO icon
1200
VanEck Agribusiness ETF
MOO
$976M
$41K ﹤0.01%
600
+443
+282% +$29.5K
46 47
48
49 50

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM

Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.