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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
1151
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$1.36M ﹤0.01%
63,864
+2,159
+3% +$42.8K
NVST icon
1152
Envista
NVST
$4.52B
$1.36M ﹤0.01%
63,377
+8,220
+15% +$186K
IFRA icon
1153
iShares US Infrastructure ETF
IFRA
$4.57B
$1.35M ﹤0.01%
31,121
+3,010
+11% +$121K
HPE icon
1154
Hewlett Packard
HPE
$70.5B
$1.34M ﹤0.01%
75,721
+2,693
+4% +$43.7K
ASX icon
1155
ASE Group
ASX
$82.2B
$1.34M ﹤0.01%
+122,066
New +$1.2M
JMST icon
1156
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.34M ﹤0.01%
26,432
+3,831
+17% +$194K
WES icon
1157
Western Midstream Partners
WES
$19.3B
$1.34M ﹤0.01%
37,717
+390
+1% +$12.1K
EMLC icon
1158
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$1.33M ﹤0.01%
54,431
-34,950
-39% -$868K
RIVN icon
1159
Rivian
RIVN
$23.2B
$1.33M ﹤0.01%
121,378
+15,353
+14% +$221K
PHG icon
1160
Philips
PHG
$26.1B
$1.33M ﹤0.01%
74,236
+11,942
+19% +$229K
SAR icon
1161
Saratoga Investment
SAR
$322M
$1.32M ﹤0.01%
+56,977
New +$1.34M
LDOS icon
1162
Leidos
LDOS
$17.3B
$1.32M ﹤0.01%
+10,069
New +$1.2M
SHLS icon
1163
Shoals Technologies Group
SHLS
$1.5B
$1.32M ﹤0.01%
+117,755
New +$1.62M
DBEF icon
1164
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.3M ﹤0.01%
31,868
-7,697
-19% -$298K
MUC icon
1165
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$1.3M ﹤0.01%
118,366
+738
+0.6% +$8.19K
DSEP icon
1166
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$1.3M ﹤0.01%
33,992
-412
-1% -$15.4K
SPIB icon
1167
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.3M ﹤0.01%
39,677
-3,667
-8% -$120K
WSC icon
1168
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.3M ﹤0.01%
27,869
+5,192
+23% +$241K
OWL icon
1169
Blue Owl Capital
OWL
$18.5B
$1.29M ﹤0.01%
68,632
+36,016
+110% +$603K
SUI icon
1170
Sun Communities
SUI
$14.7B
$1.29M ﹤0.01%
+10,042
New +$1.3M
CWI icon
1171
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$1.29M ﹤0.01%
+45,327
New +$1.24M
INDV icon
1172
Indivior Pharmaceuticals
INDV
$4.58B
$1.29M ﹤0.01%
60,000
– –
MTZ icon
1173
MasTec
MTZ
$21.9B
$1.28M ﹤0.01%
13,735
+30
+0.2% +$2.28K
FDEC icon
1174
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$1.28M ﹤0.01%
30,982
+1,681
+6% +$67.4K
PMO
1175
Franklin Municipal Opportunities Trust
PMO
$285M
$1.28M ﹤0.01%
125,535
+12,720
+11% +$131K
45 46
47
48 49

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.