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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOST icon
1151
Toast
TOST
$19.9B
$821K ﹤0.01%
+43,824
New +$951K
SRVR icon
1152
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$820K ﹤0.01%
31,657
+16,044
+103% +$458K
SPTL icon
1153
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$817K ﹤0.01%
31,256
-837,025
-96% -$23.6M
WDI
1154
Western Asset Diversified Income Fund
WDI
$681M
$817K ﹤0.01%
61,710
+19,272
+45% +$263K
HXL icon
1155
Hexcel
HXL
$7.82B
$817K ﹤0.01%
12,542
-2,232
-15% -$159K
ERF
1156
DELISTED
Enerplus Corporation
ERF
$813K ﹤0.01%
+46,133
New +$763K
TRNO icon
1157
Terreno Realty
TRNO
$7.49B
$809K ﹤0.01%
14,235
-99
-0.7% -$5.9K
FAX
1158
abrdn Asia-Pacific Income Fund
FAX
$600M
$808K ﹤0.01%
54,972
+1,036
+2% +$16.5K
NUMV icon
1159
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
$804K ﹤0.01%
28,280
– –
AVDE icon
1160
Avantis International Equity ETF
AVDE
$18.7B
$804K ﹤0.01%
14,438
+630
+5% +$36.2K
EMLC icon
1161
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$803K ﹤0.01%
33,640
-2,213
-6% -$55.5K
IYZ icon
1162
iShares US Telecommunications ETF
IYZ
$1.26B
$801K ﹤0.01%
37,627
+1,324
+4% +$29.3K
IGR
1163
CBRE Global Real Estate Income Fund
IGR
$713M
$799K ﹤0.01%
177,497
+26,458
+18% +$137K
EXAS
1164
DELISTED
Exact Sciences
EXAS
$794K ﹤0.01%
11,646
+2,398
+26% +$203K
TWLO icon
1165
Twilio
TWLO
$36.6B
$789K ﹤0.01%
13,478
-1,960
-13% -$122K
SCHV
1166
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$789K ﹤0.01%
36,705
+3,105
+9% +$69.7K
RPRX icon
1167
Royalty Pharma
RPRX
$25.3B
$787K ﹤0.01%
29,001
+3,940
+16% +$117K
GHI icon
1168
Greystone Housing Impact Investors LP
GHI
$135M
$786K ﹤0.01%
51,297
+150
+0.3% +$2.38K
IBDQ
1169
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$785K ﹤0.01%
32,222
+3,174
+11% +$77.4K
SHYD icon
1170
VanEck Short High Yield Muni ETF
SHYD
$453M
$783K ﹤0.01%
36,212
+10,007
+38% +$221K
RQI icon
1171
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$783K ﹤0.01%
77,326
-8,468
-10% -$96.6K
WPC icon
1172
W.P. Carey
WPC
$16.4B
$778K ﹤0.01%
14,684
+167
+1% +$10.7K
QCLN icon
1173
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$773K ﹤0.01%
18,143
-261
-1% -$12.8K
PLL
1174
DELISTED
Piedmont Lithium
PLL
$772K ﹤0.01%
19,448
+3,273
+20% +$159K
VCLT icon
1175
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$769K ﹤0.01%
10,730
+247
+2% +$18.6K
45 46
47
48 49

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NAMI
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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.