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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
1151
Lennar Class A
LEN
$20.4B
$569K ﹤0.01%
5,926
+153
+3% +$14.8K
PAYC icon
1152
Paycom
PAYC
$10.1B
$569K ﹤0.01%
1,568
+781
+99% +$277K
CNST
1153
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
$569K ﹤0.01%
+16,894
New +$431K
VKQ icon
1154
Invesco Municipal Trust
VKQ
$547M
$567K ﹤0.01%
41,380
+23,223
+128% +$313K
DNLI icon
1155
Denali Therapeutics
DNLI
$3.92B
$564K ﹤0.01%
7,207
+2,817
+64% +$174K
CLIM.U
1156
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CLIM.U
$564K ﹤0.01%
55,830
+6,200
+12% +$62.7K
RF icon
1157
Regions Financial
RF
$26.8B
$561K ﹤0.01%
27,848
+23,096
+486% +$499K
FLG
1158
Flagstar Bank National Association
FLG
$5.9B
$561K ﹤0.01%
16,990
+3,711
+28% +$133K
SPBO icon
1159
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$559K ﹤0.01%
15,813
-3,192
-17% -$111K
YEXT icon
1160
Yext
YEXT
$558M
$559K ﹤0.01%
39,140
-2,845
-7% -$39.6K
JCI icon
1161
Johnson Controls International
JCI
$93.6B
$557K ﹤0.01%
8,121
+3,113
+62% +$201K
HYLB icon
1162
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$556K ﹤0.01%
13,810
+752
+6% +$30.1K
PFL
1163
PIMCO Income Strategy Fund
PFL
$388M
$556K ﹤0.01%
+43,657
New +$540K
VNM icon
1164
VanEck Vietnam ETF
VNM
$504M
$556K ﹤0.01%
26,774
– –
MUDS
1165
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$554K ﹤0.01%
+44,500
New +$579K
GBAB
1166
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
$553K ﹤0.01%
22,412
+21,821
+3,692% +$525K
CGW icon
1167
Invesco S&P Global Water Index ETF
CGW
$1.08B
$549K ﹤0.01%
10,238
+40
+0.4% +$2.11K
DIM icon
1168
WisdomTree International MidCap Dividend Fund
DIM
$169M
$549K ﹤0.01%
8,108
+510
+7% +$35.3K
PFN
1169
PIMCO Income Strategy Fund II
PFN
$702M
$546K ﹤0.01%
+49,778
New +$528K
MDIV icon
1170
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$544K ﹤0.01%
32,106
-915
-3% -$15.4K
ADM icon
1171
Archer Daniels Midland
ADM
$37.4B
$541K ﹤0.01%
8,943
+5,147
+136% +$327K
GSBD icon
1172
Goldman Sachs BDC
GSBD
$1.02B
$532K ﹤0.01%
27,150
+21,184
+355% +$419K
IHE icon
1173
iShares US Pharmaceuticals ETF
IHE
$1.64B
$530K ﹤0.01%
8,565
+2,217
+35% +$135K
LGOV icon
1174
First Trust Long Duration Opportunities ETF
LGOV
$620M
$529K ﹤0.01%
19,039
-369
-2% -$10.1K
UTL icon
1175
Unitil
UTL
$981M
$529K ﹤0.01%
+10,000
New +$538K
45 46
47
48 49

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.