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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
1151
Invesco Municipal Trust
VKQ
$549M
$231K ﹤0.01%
18,081
+8,169
+82% +$101K
PKO
1152
DELISTED
Pimco Income Opportunity Fund
PKO
$231K ﹤0.01%
9,163
+36
+0.4% +$863
AGCO icon
1153
AGCO
AGCO
$7.1B
$230K ﹤0.01%
2,243
+1,166
+108% +$104K
CODI icon
1154
Compass Diversified
CODI
$820M
$228K ﹤0.01%
11,735
-219
-2% -$4.18K
CNH
1155
CNH Industrial
CNH
$17.2B
$228K ﹤0.01%
20,513
+6,424
+46% +$55.9K
BBCA icon
1156
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
$226K ﹤0.01%
4,240
+29
+0.7% +$1.48K
BLW icon
1157
BlackRock Limited Duration Income Trust
BLW
$494M
$226K ﹤0.01%
14,239
+52
+0.4% +$793
GVI icon
1158
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$226K ﹤0.01%
1,926
-8
-0.4% -$940
AZO icon
1159
AutoZone
AZO
$50.4B
$223K ﹤0.01%
189
+40
+27% +$46.3K
RBAC
1160
DELISTED
RedBall Acquisition Corp.
RBAC
$223K ﹤0.01%
+20,500
New +$214K
JTA
1161
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$223K ﹤0.01%
23,727
+454
+2% +$3.92K
PAGS icon
1162
PagSeguro Digital
PAGS
$2.55B
$222K ﹤0.01%
3,928
+3,843
+4,521% +$173K
KSU
1163
DELISTED
Kansas City Southern
KSU
$220K ﹤0.01%
1,082
-1,108
-51% -$208K
VTA
1164
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$220K ﹤0.01%
20,525
+1,090
+6% +$10.7K
FGD icon
1165
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$219K ﹤0.01%
10,000
– –
BNY
1166
DELISTED
BlackRock New York Municipal Income Trust
BNY
$218K ﹤0.01%
15,000
– –
HBI
1167
DELISTED
Hanesbrands
HBI
$218K ﹤0.01%
14,973
-1,604
-10% -$24.2K
CCOR icon
1168
Core Alternative Capital
CCOR
$28M
$217K ﹤0.01%
7,577
+1,491
+24% +$42K
FNX icon
1169
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$217K ﹤0.01%
2,622
+1,614
+160% +$122K
CFR icon
1170
Cullen/Frost Bankers
CFR
$10.2B
$216K ﹤0.01%
2,488
+43
+2% +$3.38K
INFY icon
1171
Infosys
INFY
$51B
$215K ﹤0.01%
+12,734
New +$195K
IQDG icon
1172
WisdomTree International Quality Dividend Growth Fund
IQDG
$732M
$215K ﹤0.01%
5,891
-198
-3% -$6.78K
XRAY icon
1173
Dentsply Sirona
XRAY
$2.37B
$215K ﹤0.01%
4,125
+3,912
+1,837% +$193K
ONC
1174
BeOne Medicines Ltd
ONC
$40.4B
$212K ﹤0.01%
823
-3
-0.4% -$826
JBHT icon
1175
JB Hunt Transport Services
JBHT
$25.3B
$211K ﹤0.01%
1,554
+120
+8% +$15.9K
45 46
47
48 49

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.