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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
1151
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$66K ﹤0.01%
13,139
+12,355
+1,576% +$84.1K
EXR icon
1152
Extra Space Storage
EXR
$31.6B
$66K ﹤0.01%
688
+43
+7% +$4.48K
NBH
1153
Neuberger Municipal Fund Inc
NBH
$304M
$66K ﹤0.01%
4,522
+1,456
+47% +$22.1K
RCKT icon
1154
Rocket Pharmaceuticals
RCKT
$394M
$66K ﹤0.01%
4,743
-1,538
-24% -$30.5K
SPIB icon
1155
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$66K ﹤0.01%
1,930
+8
+0.4% +$281
TVRD
1156
Tvardi Therapeutics
TVRD
$23.4M
$66K ﹤0.01%
139
-111
-44% -$60.3K
AIVL icon
1157
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$65K ﹤0.01%
+1,000
New +$83K
CHKP icon
1158
Check Point Software Technologies
CHKP
$13.1B
$65K ﹤0.01%
646
+56
+9% +$6K
DIOD icon
1159
Diodes
DIOD
$4.84B
$65K ﹤0.01%
1,599
+194
+14% +$9.31K
FPX icon
1160
First Trust US Equity Opportunities ETF
FPX
$1.49B
$65K ﹤0.01%
+1,025
New +$79.1K
LYFT icon
1161
Lyft
LYFT
$6.63B
$65K ﹤0.01%
2,403
+2,203
+1,102% +$87.5K
NCV
1162
Virtus Convertible & Income Fund
NCV
$390M
$65K ﹤0.01%
4,336
+1,657
+62% +$34.9K
USFD icon
1163
US Foods
USFD
$24B
$65K ﹤0.01%
3,643
+2,624
+258% +$87.9K
NEU icon
1164
NewMarket
NEU
$8.18B
$64K ﹤0.01%
167
-127
-43% -$53.6K
OPP
1165
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$64K ﹤0.01%
5,060
– –
UNFI icon
1166
United Natural Foods
UNFI
$2.85B
$64K ﹤0.01%
6,975
+6,830
+4,710% +$54.2K
XLG icon
1167
Invesco S&P 500 Top 50 ETF
XLG
$11B
$64K ﹤0.01%
3,250
– –
MEN
1168
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$64K ﹤0.01%
+6,000
New +$67.1K
AWF
1169
AllianceBernstein Global High Income Fund
AWF
$872M
$63K ﹤0.01%
6,840
– –
BHC icon
1170
Bausch Health
BHC
$2.34B
$63K ﹤0.01%
+4,090
New +$98.6K
TAP icon
1171
Molson Coors Class B
TAP
$8.09B
$63K ﹤0.01%
1,607
-29
-2% -$1.47K
BHP icon
1172
BHP
BHP
$230B
$62K ﹤0.01%
1,907
-8,460
-82% -$353K
CCK icon
1173
Crown Holdings
CCK
$13.1B
$62K ﹤0.01%
1,069
+378
+55% +$26.3K
MDB icon
1174
MongoDB
MDB
$32.1B
$62K ﹤0.01%
+456
New +$67.3K
SCHV
1175
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$62K ﹤0.01%
4,233
+3,789
+853% +$69.5K
45 46
47
48 49

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.