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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
1126
BlackRock TCP Capital
TCPC
$345M
$1.35M ﹤0.01%
163,158
-12,525
-7% -$120K
PDX
1127
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$1.35M ﹤0.01%
57,215
– –
IBDS icon
1128
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$1.35M ﹤0.01%
55,342
-22,021
-28% -$531K
SNX icon
1129
TD Synnex
SNX
$20.2B
$1.35M ﹤0.01%
11,227
+141
+1% +$16.3K
GPN icon
1130
Global Payments
GPN
$22.8B
$1.35M ﹤0.01%
13,124
-1,892
-13% -$196K
MUC icon
1131
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$1.34M ﹤0.01%
116,529
+1,072
+0.9% +$12.1K
RCI icon
1132
Rogers Communications
RCI
$18.6B
$1.34M ﹤0.01%
33,296
-500
-1% -$19.6K
PHO icon
1133
Invesco Water Resources ETF
PHO
$2.09B
$1.34M ﹤0.01%
18,934
-473
-2% -$32.1K
DIVO icon
1134
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$1.33M ﹤0.01%
32,381
-330
-1% -$13.1K
APAM icon
1135
Artisan Partners
APAM
$3.02B
$1.33M ﹤0.01%
30,711
+3,472
+13% +$143K
HUBG icon
1136
HUB Group
HUBG
$2.92B
$1.33M ﹤0.01%
29,214
-976
-3% -$43.2K
AGNC icon
1137
AGNC Investment
AGNC
$12.9B
$1.3M ﹤0.01%
124,713
+48,331
+63% +$491K
RWL icon
1138
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$1.3M ﹤0.01%
13,247
+924
+7% +$87.8K
SPTL icon
1139
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$1.3M ﹤0.01%
44,788
-3,965
-8% -$113K
CWEN icon
1140
Clearway Energy Class C
CWEN
$6.7B
$1.3M ﹤0.01%
42,272
+2,837
+7% +$78.4K
KWEB icon
1141
KraneShares CSI China Internet ETF
KWEB
$5.67B
$1.29M ﹤0.01%
37,815
-14,164
-27% -$381K
CMA
1142
DELISTED
Comerica
CMA
$1.29M ﹤0.01%
21,457
-214,888
-91% -$11.9M
WPC icon
1143
W.P. Carey
WPC
$16.4B
$1.28M ﹤0.01%
20,623
+5,224
+34% +$310K
SUSA icon
1144
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$1.28M ﹤0.01%
+10,647
New +$1.23M
APLT
1145
DELISTED
Applied Therapeutics
APLT
$1.27M ﹤0.01%
150,000
– –
SMMU icon
1146
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$1.27M ﹤0.01%
25,233
+5,690
+29% +$285K
EMBC icon
1147
Embecta
EMBC
$262M
$1.27M ﹤0.01%
90,072
+3,231
+4% +$47K
IBDT icon
1148
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$1.27M ﹤0.01%
49,653
-24,658
-33% -$622K
EPI icon
1149
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$1.26M ﹤0.01%
25,061
+1,288
+5% +$63.5K
QQQE icon
1150
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
$1.26M ﹤0.01%
13,945
-343
-2% -$30.2K
44 45
46
47 48

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.